Regulatory Jobs & Careers - Larson Maddox

• Washington
• US$110000 - US$140000 per annum
• Posted about 4 hours ago

We are partnered with a leader in mortgage financing to source a Financial Reporting specialist with 6+ years of experience. This leadership role is a management position and will be responsible for a team of direct reports. Responsibilites: Manage a team, providing guidance and mentorship to dir...

• Chicago
• US$125000 - US$155000 per annum
• Posted about 6 hours ago

Our client is looking to bring on a Senior Financial Associate who will assist in building out their digital marketplace. For work structure, this position sits in a flexible hybrid schedule. Responsibilities Forecasting and Compliance Integration: Collaborate with business line leaders and produ...

• Hong Kong
• Negotiable
• Posted about 9 hours ago

CLIENT BACKGROUND Our client is a service provider in the APAC Region. Has a team of 2 and are looking for a candidate for General and Regulatory Compliance experience. JOB RESPONSIBILITY Develop and implement compliance policies and procedures in line with applicable regulations, including FATCA...

• Hong Kong
• HK$2000000 - HK$2250000 per annum
• Posted about 9 hours ago

Our client is looking for Head of Compliance and Risk in a sizable corporate and commercial bank. This role will be heading up the compliance and risk function, reporting to the business line. Responsibilities: Compliance Management: Oversee compliance activities, ensuring adherence to regulatory...

• Hong Kong
• HK$400000 - HK$400001 per annum
• Posted about 9 hours ago

CLIENT BACKGROUND Our client is one of the largest asset management firm in the APAC Region. Has a team of 6 and are looking for a candidate for General and Regulatory Compliance experience. JOB RESPONSIBILITY * Handle corporate and individual SFC licensing applications； * Arrange compliance trai...

• New York
• US$100000 - US$150000 per annum
• Posted 3 days ago

A leading tech giant is looking to bring on a Senior Internal Auditor to its Los Angeles or New York City team. This company has received global awards for entrepreneurship and is looking for a like-minded individual to contribute to the middle-and-back office functions that support the growth an...

• Chicago
• US$200000 - US$240000 per annum
• Posted 3 days ago

A mid sized bank is looking to add a Chief Compliance Officer to the team! In this role you will oversee the development, implementation, and maintenance of policies, reporting frameworks, procedures, and training programs for employees across the organization. This individual advises the Board o...

• Greenwich
• US$80000 - US$130000 per annum
• Posted 4 days ago

The Fund Finance Central Services team at a global fintech is looking for a Tax Associate or Tax AVP to assist in maintaining private equity and hedge fund procedures by collaborating with outside tax preparers and administrators. The main objective is to ensure prompt tax reporting and effective...

• New York
• US$65000 - US$90000 per annum
• Posted 4 days ago

Our client is a top investment management firm with over $15 billion in assets and over 1,500 employes across their global offices. Their team is made up of high performing individuals with diversified backgrounds and responsibilites. We have partnered with this prestigious firm to find a Complia...

• New York
• US$70000 - US$85000 per annum
• Posted 4 days ago

A award-winning asset management firm in NYC is looking to bring on a Compliance Administrator to the global compliance team. The firm is looking for someone eager to gain a foundational skillset in the compliance space who will take advantage of the strong path of mobility up the global complian...

• Atlanta
• US$150000 - US$180000 per annum
• Posted 4 days ago

A leading life and health insurance firm in Atlanta is looking to bring on a senior regulatory professional to serve as an AVP, Compliance. This position reports directly into the General Counsel/Chief Compliance Offer and will oversee two teams: one related to product implementation and another ...

• New York
• US$100000 - US$150000 per annum
• Posted 4 days ago

A growing multi-strat hedge fund in NYC is looking to bring on a Middle Office Specialist to join their Operations team. The firm's rapid growth to over $4B AUM is a reflection of the role's opportunity to join a hands-on team hungry to become a household name. Title: Middle Office Specialist Loc...

• California
• US$100000 - US$160000 per annum
• Posted 4 days ago

A California-based tech giant is looking to bring on a Manager of Accounting to their Los Angeles office. This individual will be a member of the broader North American accounting team overseeing both general accounting functions as well as following specific industry trends in the Tech, Media & ...

• Connecticut
• US$120000 - US$150000 per annum
• Posted 4 days ago

An alternative investment firm with a focus on innovative quantitative and discretionary investment solutions with 18 billion AUM is searching for a Fund Accountant to join their P&L Reporting Team. The Fund Accountant, P&L Reporting will be responsible for Daily P&L NAV Reporting, Monthly NAV Fi...

• California
• US$80000 - US$110000 per annum
• Posted 4 days ago

An award-winning FinTech looking to bring on a Relationship Manager to the New York City team. This position will supervise both new and existing relationships in the firm's growing book of business across the investment advisory space. Title: Relationship Manager Location: New York City (hybrid ...

• California
• US$150000 - US$225000 per annum
• Posted 4 days ago

A leading tech giant is looking to bring on a Technology Auditor specializing in Payments Compliance & Data Privacy to its Los Angeles team. This company has received global awards for entrepreneurship and is looking for a like-minded individual to contribute to the middle-and-back office functio...

• California
• US$100000 - US$155000 per annum
• Posted 4 days ago

A leading tech giant is looking to bring on a Senior Internal Auditor to its Los Angeles team. This company has received global awards for entrepreneurship and is looking for a like-minded individual to contribute to the middle-and-back office functions that support the growth and risk mitigation...

• Kansas City
• Negotiable
• Posted 5 days ago

One of Missouri's largest financial institutions is seeking a Sr. Trust Advisor to join their rapidly growing Private Wealth Management team. You will have the opportunity to engage with HNW and UHNW clients, helping them achieve their trust and estate planning objectives. Your responsibilities w...

• Hong Kong
• Negotiable
• Posted 6 days ago

Company Overview: Our client is a reputable foreign hedge fund based in Hong Kong, with a strong track record of delivering exceptional investment results. They are currently seeking a skilled and experienced Accountant to join their dynamic team. Responsibilities: - Perform day-to-day accounting...

• Los Angeles
• Negotiable
• Posted 6 days ago

A leading tech giant is looking to bring on a Senior Internal Auditor to its Los Angeles or New York City team. This company has received global awards for entrepreneurship and is looking for a like-minded individual to contribute to the middle-and-back office functions that support the growth an...