KYC wealth management (VP/AD)
Senior Compliance - Leading Wealth Management Firm
My client is a leading and growing Leading Wealth Management Firm and we are recruiting for a Compliance candidate to be based in the Singapore office. This is a new role as the firm grows out the Financial Services Practice.
Responsibilities
- Involvement in new initiatives and projects to assess compliance with regulatory requirements
- Manage regulatory matters, including relationships and correspondence with regulators, regulatory audits and queries
- Ensure compliance with national and multi-national sanctions programs and anti-money laundering regulations
Requirements
- At least 8 years of Compliance experience in Big 4, Asset or Wealth Management
- Independent and strong self-initiative.
- Strong engagement and influencing skills and team player
- An independently minded person who thrives in a team-based environment
FAQs
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