Compliance Manager
My client is a CMS licensed investment platform in Singapore. They are regulated by the Monetary Authority of Singapore (MAS) to deal in capital markets products, including securities and collective investment schemes, and to provide custodial services.
They are looking for a Compliace Manager to support their Singapore team.
Key Responsibilities:
* Advising Management and staff on regulations
* Perform gap analysis on new/updated regulations
* Drafting of Compliance procedures
* Licensing of representatives
* Managing the Singapore KYC process for customers. This includes reviewing client documents and performing
due diligence on prospective customers and performing ongoing reviews of existing customers
* Managing the Singapore KYT process. This includes the review and update of AML/CFT policies and
procedures in line with the prevailing regulatory requirements and review of the transaction monitoring alerts,
including appropriateness of transaction monitoring parameters
* Monitoring - Implement robust Compliance monitoring programme to ensure that Compliance policies are
complied with
* Provide compliance related training to staff
* Escalating compliance issues to Head of Compliance following results of reviews
* Collaborate with the business units to foster a positive compliance and governance culture through effective
compliance awareness, engagement, advisory and monitoring programs
Requirements:
* Bachelor's degree in Finance, Law, Business, or a related discipline
* Minimum 8 years of relevant work experience in a regulated financial institution, preferably with prior experience
in Insurance and Trust companies'
* Knowledge of the Securities & Futures Act, Payment Services Act, Insurance and Trust Companies Acts in
Singapore and corresponding prevailing AML/CFT regulations
* Sound judgment in identifying risks in order to proactively escalate to Management
* Meticulous with good analytical skills, detail-orientated, team player, proficient in time management and able to
represent Compliance in Group projects
* Demonstrate ability to effectively review and analyse data/situation and apply judgement to resolve issues in a
timely manner
FAQs
Congratulations, we understand that taking the time to apply is a big step. When you apply, your details go directly to the consultant who is sourcing talent. Due to demand, we may not get back to all applicants that have applied. However, we always keep your resume and details on file so when we see similar roles or see skillsets that drive growth in organizations, we will always reach out to discuss opportunities.
Yes. Even if this role isn’t a perfect match, applying allows us to understand your expertise and ambitions, ensuring you're on our radar for the right opportunity when it arises.
We also work in several ways, firstly we advertise our roles available on our site, however, often due to confidentiality we may not post all. We also work with clients who are more focused on skills and understanding what is required to future-proof their business.
That's why we recommend registering your resume so you can be considered for roles that have yet to be created.
Yes, we help with resume and interview preparation. From customized support on how to optimize your resume to interview preparation and compensation negotiations, we advocate for you throughout your next career move.