Compliance Associate Jobs
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REMOTE Senior Compliance Associate
A leading compliance advisory firm specializing in regulatory solutions for private equity, venture capital, real estate, and private funds is looking to grow their team. They help their clients navigate the complex regulatory landscape, ensuring their marketing and investor communications align with industry standards and compliance requirements. ...
Compliance Oversight Manager Consumer Lending
A leading national bank with offices across the US is looking to bring on an experienced Compliance Manager to their growing team. The Compliance Manager will support the consumer banking team and advise other lines of business on policies and procedures, testing and monitoring, exam management, risk assessments and trainings. This is an excellent ...
Legal Counsel Compliance (Global)
Job Title: Legal Counsel - ComplianceLocation: Philadelphia, PA (On-site 4 days a week)Job Summary: Our client, a global manufacturing company, is looking to hire an experienced Compliance Attorney with 5+ years of experience on a national and international scale. This role requires a proactive individual who can work on-site in Philadelphia four d...
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Compliance Analyst
A well-established and growing investment management firm is seeking a Compliance Analyst to join the team and report directly to the Chief Compliance Officer. An ideal candidate will have investment advisory compliance experience and will have worked with managing the day-to-day compliance program at an RIA, fund, or private investment firm. Any e...
REMOTE Trade Compliance Specialist
A Global Manufacturing Company is hiring! With nearly $3 Billion is revenue in 2024, my Fortune 500 client is looking to bring on a Manager specializing in Compliance in the Global Trade market. You'd be essential to the business, ensuring the company and employees are in compliance with trade laws and regulations. This role sits fully remote. Resp...
Marketing Compliance Associate
A private equity firm in the NYC area is looking to hire a Compliance Associate. The person in this role will oversee the review of marketing materials, due diligence responses, and investor communications, ensuring they comply with U.S. regulations and internal policies. The role involves collaborating with investor relations and business teams to...