Compliance Jobs in California, Usa
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VP, Head of Compliance
FeaturedWe are partnered with a rapidly growing biotech company dedicated to developing novel therapeutics with a strong focus on the orphan disease space. This SF-based company offers a unique opportunity to join an expanding organization and work alongside a passionate team with a noble mission. Our client is looking to add on a Head of Compliance with e...
Trade & Investment Compliance Lead Hedge Fund
A growing Hedge Fund is seeking a Senior Trade & Investment Compliance Lead reporting directly into GC/CCO. This individual will ensure that all trading activities within the firm adhere to regulatory requirements and internal policies, will monitor and review trading activities, provide compliance guidance, and implement controls to mitigate risks...
Director, Trade Compliance
An established investment management firm is seeking a Director of Trade Compliance to lead and oversee all aspects of trade compliance within the organization. This critical role involves ensuring that the firm's trading activities comply with all applicable regulatory requirements and internal policies while mitigating compliance risks. The ideal...
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Regulatory Counsel Consumer Lending
A growing and well-funded FinTech company located in the San Francisco Bay Area is looking to bring onboard a Regulatory Counsel to assist on a variety of legal matters for the firm as the company prepares several new product launches this upcoming year. This offers the chance to work directly alongside the Chief Legal Officer of the firm on a lean...
Regulatory Counsel FinTech
A growing and well-funded FinTech company located in the San Francisco Bay Area is looking to bring onboard a Regulatory Counsel to assist on a variety of legal matters for the firm as the company prepares several new product launches this upcoming year. This offers the chance to work directly alongside the Chief Legal Officer of the firm on a lean...