Compliance Jobs in Financial Services in New York

Our client is an East Coast-based fintech company, specializing in cutting-edge cash management technology designed for institutional Registered Investment Advisor (RIA) clients. With over 800 clients and a strong focus on growth, they are looking to expand their team to ensure provision of top-notch support to clients as they continue scaling. Job...

Our client, one of America's largest Banking groups, is looking to hire an experienced Compliance professional at a Manager / Assistant Vice President level to lead specialist Compliance program and change engagements across the firms evolving Consumer & Small Lending business focusing on key 2LOD programs across the firms full suite of Consumer Le...

Our client, a leading asset management firm based in New York City, is seeking a highly skilled and detail-oriented Compliance Officer to join their team. This hybrid on-site position offers the opportunity to play a key role in overseeing regulatory filings and ensuring compliance with industry standards. The ideal candidate will bring strong expe...

The Compliance Business Oversight Manager provides advice, support and objective guidance to assigned portfolio, business or function on development and maintenance of all aspects of Compliance/Center of Excellence programs in line with the Bank's risk philosophy and strategic direction. Depth & Scope:Works independently and is accountable for mana...