Jobs in Financial Services in Santa Monica
Showing 2 results
Sort by:
Trade & Investment Compliance Lead Hedge Fund
A growing Hedge Fund is seeking a Senior Trade & Investment Compliance Lead reporting directly into GC/CCO. This individual will ensure that all trading activities within the firm adhere to regulatory requirements and internal policies, will monitor and review trading activities, provide compliance guidance, and implement controls to mitigate risks...
Director, Trade Compliance
An established investment management firm is seeking a Director of Trade Compliance to lead and oversee all aspects of trade compliance within the organization. This critical role involves ensuring that the firm's trading activities comply with all applicable regulatory requirements and internal policies while mitigating compliance risks. The ideal...