Compliance jobs

• Redwood City
• US$295000 - US$335000 per annum
• Posted about 17 hours ago

We are partnered with a rapidly growing biotech company dedicated to developing novel therapeutics with a strong focus on the orphan disease space. This SF-based company offers a unique opportunity to join an expanding organization and work alongside a passionate team with a noble mission. Our cl...

• Tokyo
• Negotiable
• Posted 1 day ago

Description: This role leads the Japan Compliance practice and is part of the Compliance function in the Asia Pacific (APAC) region, based in the Japan office. The primary responsibility is to ensure all activities adhere to local regulations and company policies. Tasks include drafting, updating...

• United States of America
• US$150000 - US$225000 per annum + bonus, benefits
• Posted 1 day ago

We are partnered with a non-profit healthcare system dedicated to delivering high-quality, patient-centered care throughout the Northwest. They are looking for an experienced Director of Compliance to support and manage the organization's compliance program. Responsibilities Assist in designing, ...

• Tokyo
• Negotiable
• Posted 2 days ago

Description: Lead the Japan Compliance practice, ensuring all activities follow local regulations and company policies. Tasks include creating and updating compliance procedures, monitoring operations, completing reports, and promoting compliance awareness. Assist the APAC Regional Compliance Tea...

• Tokyo
• Negotiable
• Posted 2 days ago

Description: Lead the Japan Compliance practice, ensuring all activities follow local regulations and company policies. Tasks include creating and updating compliance procedures, monitoring operations, completing reports, and promoting compliance awareness. Assist the APAC Regional Compliance Tea...

• Tokyo
• Negotiable
• Posted 3 days ago

Description: Lead the Japan Compliance practice, ensuring all activities follow local regulations and company policies. Tasks include creating and updating compliance procedures, monitoring operations, completing reports, and promoting compliance awareness. Assist the APAC Regional Compliance Tea...

• Hong Kong
• Negotiable
• Posted 3 days ago

CLIENT BACKGROUND A leading financial services firm is seeking a highly skilled Trading Compliance Officer to join our team. This role offers an exciting opportunity to work in a dynamic environment and contribute to our growing business. The headcount is based in Hong Kong or Shanghai. Key Respo...

• Philadelphia
• US$120000 - US$125000 per annum
• Posted 5 days ago

Job Title: Compliance Manager - Credit Card Division Location: Hybrid (Outside Philadelphia Corporate Office) Salary: Up to $125,000/year We've partnered with a top-ten bank to find a skilled Compliance Manager to join their Credit Card Division. In this critical role, you will lead the conversio...

• Washington
• Negotiable
• Posted 5 days ago

We have a current opportunity for a Regulatory Rate Manager on a permanent basis. The position will be based in Washington DC and works on a hybrid schedule. For further information about this position please apply. Qualifications A Bachelor's degree (BA or BS) with 7-10 years of relevant experie...

• Hong Kong
• Negotiable
• Posted 8 days ago

Job Responsibilities: Take part of the Fixed Income, Currencies, and Commodities (FICC) compliance function for the company's operations in Hong Kong. Develop and implement compliance policies and procedures specific to the FICC market segments. Monitor and ensure adherence to regulatory requirem...

• Providence
• US$60000 - US$140000 per annum
• Posted 9 days ago

We are seeking a Tax Reporting Manager to support tax accounting, reporting, and compliance functions for a global company. This role ensures compliance with ASC 740, manages tax reporting processes, and supports intercompany transactions and transfer pricing. Key Responsibilities: Prepare and re...

• Hong Kong
• Up to HK$480000 per annum
• Posted 9 days ago

Summary Description: The Senior AML Analyst will be responsible for reviewing both new and existing customer accounts to ensure compliance with the Cross-Boarder duties. This includes assessing risk profiles for domestic and international customers, mitigating risks, identifying suspicious activi...

• Hong Kong
• HK$360000 - HK$600000 per annum
• Posted 10 days ago

CLIENT BACKGROUND We are seeking a diligent and proactive Compliance Officer to join our team. The successful candidate will be responsible for overseeing general compliance activities, including staff dealing, SFC and head office reporting, KYC, and AML. This role requires a professional with a ...

• New York
• US$120000 - US$145000 per annum + Bonus
• Posted 12 days ago

Our client, one of America's largest Banking groups, is looking to hire an experienced Compliance professional at a Manager / Assistant Vice President level to lead specialist Compliance program and change engagements across the firms evolving Consumer & Small Lending business focusing on key 2LO...

• New York
• US$120000 - US$145000 per annum
• Posted 12 days ago

Our client, one of America's largest Banking groups, is looking to hire an experienced Compliance professional at a Manager / Assistant Vice President level to lead specialist Compliance program and change engagements across the firms evolving Consumer & Small Lending business focusing on key 2LO...

• Hong Kong
• Up to HK$780000 per annum
• Posted 12 days ago

CLIENT BACKGROUND We are seeking a knowledgeable and proactive Regional Financial Crime Compliance (FCC) Officer to join our team. The successful candidate will be responsible for overseeing financial crime compliance activities, with a focus on anti-money laundering (AML) and sanctions complianc...

• Hong Kong
• HK$780000 - HK$1200000 per annum
• Posted 12 days ago

Job Description: We are seeking a diligent and proactive Compliance talent to join our bank. The successful candidate will be responsible for ensuring that our operations comply with regulatory requirements and internal policies. This role requires a professional with a solid understanding of reg...

• Singapore
• Negotiable
• Posted 16 days ago

My client is a leading automotive manufacturer, and we are recruiting for a Compliance & Internal Audit Officer based in Singapore. You will have the opportunity to support the business to ensure that the company's operations adhere to legal and regulatory requirements, internal policies and indu...

• Charlotte
• Negotiable
• Posted 17 days ago

A leading national bank with offices across the US is looking to bring on an experienced Compliance Manager to their growing team. The Compliance Manager will support the consumer banking team and advise other lines of business on policies and procedures, testing and monitoring, exam management, ...

• United States of America
• US$60000 - US$160000 per annum
• Posted 17 days ago

The tax reporting and transfer pricing team is responsible for ensuring intercompany transactions comply with international tax regulations and for managing tax reporting requirements for quarterly and annual financial reporting, as well as supporting tax compliance. The Tax Reporting Manager wil...