All jobs near New York

Found 19 jobs
    • New York
    • US$100000 - US$150000 per annum
    • Posted 7 days ago

    A leading tech giant is looking to bring on a Senior Internal Auditor to its Los Angeles or New York City team. This company has received global awards for entrepreneurship and is looking for a like-minded individual to contribute to the middle-and-back office functions that support the growth an...

    • New York
    • US$65000 - US$90000 per annum
    • Posted 7 days ago

    Our client is a top investment management firm with over $15 billion in assets and over 1,500 employes across their global offices. Their team is made up of high performing individuals with diversified backgrounds and responsibilites. We have partnered with this prestigious firm to find a Complia...

    • New York
    • US$70000 - US$85000 per annum
    • Posted 7 days ago

    A award-winning asset management firm in NYC is looking to bring on a Compliance Administrator to the global compliance team. The firm is looking for someone eager to gain a foundational skillset in the compliance space who will take advantage of the strong path of mobility up the global complian...

    • New York
    • US$100000 - US$150000 per annum
    • Posted 7 days ago

    A growing multi-strat hedge fund in NYC is looking to bring on a Middle Office Specialist to join their Operations team. The firm's rapid growth to over $4B AUM is a reflection of the role's opportunity to join a hands-on team hungry to become a household name. Title: Middle Office Specialist Loc...

    • New York
    • US$65000 - US$90000 per annum
    • Posted 14 days ago

    Our client is a top investment management firm with over $20 billion in assets, over 1,500 employes across their global offices, and diversified asset management. Their team works as a unit, valuing every employee's value and they have created a strong company culture. We have partnered with this...

    • New York
    • US$200000 - US$300000 per annum
    • Posted 16 days ago

    THE ROLE: Expertise in CFTC Swap Dealer and SEC Security-Based Swap Dealer rules. Leading a global team that oversees regulatory requirements and control frameworks. Has experience providing advisory guidance for complex regulations, conducting risk assessments, testing and regulatory implementat...

    • New York
    • US$11000 - US$160000 per annum
    • Posted 16 days ago

    JOB TITLE - Control Room Compliance Officer STRUCTURE - Hybrid JOB SUMMARY: Include, but are not limited to: Provide Firm Compliance policy guidance with respect to Information Barriers and Investment Banking Conflicts of Interest. Conduct training on the Firm's policies and procedures relating t...

    • New York
    • US$200000 - US$350000 per annum
    • Posted 16 days ago

    A Business to Business (B2B) payments tool is hiring a Chief Compliance Officer in the New York City Office. Location: Hybrid in New York City The Chief Compliance Officer will be responsible for developing and supporting the implementation of a program to ensure compliance with all relevant lega...

    • New York
    • US$250000 - US$350000 per annum
    • Posted 17 days ago

    A top law firm known for its transactional practice is looking to add a Senior Associate to its Private Equity M&A practice group. This position will sit out of the New York office and will interface directly with the partners and their clients, including major real estate developers, healthcare ...

    • New York
    • US$200000 - US$250000 per annum
    • Posted 17 days ago

    Director of AML - Broker Dealer Our client, a global Banking groups, is looking to hire an experienced AML professional at a Director level to provide specialist AML advice and guidance to senior leaders and key members of the firms substantial Capital Markets and Broker Dealer business arms. The...

    • Melville
    • £100000 - £150000 per annum
    • Posted 22 days ago

    We have partnered with a Large Global Manufacturer that specializes in electrical products, lighting controls, data networks, and energy management solutions. With a history spanning over 115 years, this company offers top of the line products and services that drive innovation and sustainability...

    • New York
    • US$100000 - US$115000 per annum
    • Posted 24 days ago

    Our Client: This growing financial institution has the a goal to give investors tactics for realizing China's significance as a crucial component of a well-planned investment portfolio. Their team manages about $8.7 billion in assets as of December 2023, aims to offer first-to-market, creative st...

    • New York
    • Negotiable
    • Posted 25 days ago

    We are partnering with a leading Expert Networking Firm to source for a motivated and ambitious Manager - Content Compliance. The manager will have 5 direct reports with the opportunity to shape the culture of the team. The ideal candidate should be comfortable interacting with internal & externa...

    • New York
    • US$110000 - US$150000 per annum
    • Posted 25 days ago

    Our Client, a leading broker dealer firm, is looking for a Compliance Officer to join their team. This firm provides traders with cutting-edge technology, offering lightning-fast direct access to equity markets through proprietary software and API connectivity. Their streamlined and efficient ope...

    • New York
    • US$110000 - US$150000 per annum
    • Posted 25 days ago

    Our Client, a leading broker dealer firm, is looking for a Compliance Officer to join their team. This firm provides traders with cutting-edge technology, offering lightning-fast direct access to equity markets through proprietary software and API connectivity. Their streamlined and efficient ope...

    • New York
    • US$100001 - US$130000 per annum
    • Posted 25 days ago

    A top hedge fund is in need of a Compliance Analyst to reinforce their legal and compliance team, ensuring strict adherence to regulatory standards across business activities. This role offers exposure to trading, operations, and software development units, with opportunities to tackle real-time ...

    • New York
    • US$100001 - US$130000 per annum
    • Posted 29 days ago

    A top hedge fund is in need of a Compliance Analyst to reinforce their legal and compliance team, ensuring strict adherence to regulatory standards across business activities. This role offers exposure to trading, operations, and software development units, with opportunities to tackle real-time ...

    • New York
    • US$100001 - US$130000 per annum
    • Posted 29 days ago

    A top hedge fund is in need of a Compliance Analyst to reinforce their legal and compliance team, ensuring strict adherence to regulatory standards across business activities. This role offers exposure to trading, operations, and software development units, with opportunities to tackle real-time ...

    • New York
    • US$100000 - US$155000 per annum
    • Posted 30 days ago

    A dynamic Trading firm is on the lookout for a dedicated Compliance Associate based in the heart of NYC. As a member of their compliance team, you'll be instrumental in crafting, implementing, and enhancing the framework of policies and procedures to ensure the firm's full compliance with legal a...

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