Regulatory Jobs & Careers - Larson Maddox

• Singapore
• Negotiable
• Posted about 6 hours ago

My client is a fast-growing, innovative payments company dedicated to simplifying and securing global financial transactions. They're on a mission to redefine the payments landscape through cutting-edge technology and exceptional service. Role Overview: They are seeking an experienced and forward...

• Negotiable
• Posted 1 day ago

CLIENT BACKGROUND We are looking for an experienced and knowledgeable IBD/Control Room Compliance Specialist to join our team. The successful candidate will have extensive experience in investment banking division (IBD) product knowledge or control room operations, to work in the regional team an...

• Chicago
• Up to US$170000 per annum
• Posted 4 days ago

Are you ready to take the next step in your compliance career? Our client, a boutique compliance consulting firm, is searching for a seasoned Senior Compliance Associate who possesses an analytical mind and strong regulatory knowledge within the financial services sector. This is an incredible op...

• Chicago
• US$130000 - US$160000 per annum
• Posted 4 days ago

Are you ready to take the next step in your compliance career? Our client, a boutique compliance consulting firm, is searching for a seasoned Senior Compliance Associate who possesses an analytical mind and strong regulatory knowledge within the financial services sector. This is an incredible op...

• Missouri
• Negotiable
• Posted 5 days ago

The Regulatory Compliance Analyst at major energy infrastructure will support the implementation and management of FERC Standards of Conduct and State Public Utility Commission Code of Conduct programs. The role involves ensuring compliance with federal and state regulations, assisting with audit...

• New York
• Negotiable
• Posted 5 days ago

A prominent firm in the investment banking and capital markets sector is looking for a Compliance Associate to join the team. This position will perform monitoring and testing responsibilities across the firm, gaining exposure to a variety of business lines. As part of this critical function, you...

• Taiwan
• Negotiable
• Posted 5 days ago

Enterprise Risk Manager Opportunity in Taiwan's Manufacturing Sector About the Company: Join one of Taiwan's leading manufacturing companies, renowned for its innovation and commitment to excellence. Our organization is dedicated to maintaining high standards and fostering a dynamic work environm...

• New York
• US$175000 - US$215000 per annum
• Posted 5 days ago

VP - Investment Banking Compliance Advice Our client, one of Europe's largest banking groups, is looking to hire an experienced Compliance professional at a Senior Manager / senior Vice President level to provide specialist Compliance advice and guidance to senior leaders and key members of the f...

• New York
• US$175000 - US$215000 per annum
• Posted 5 days ago

VP - Investment Banking Compliance Advice Our client, one of Europe's largest banking groups, is looking to hire an experienced Compliance professional at a Senior Manager / senior Vice President level to provide specialist Compliance advice and guidance to senior leaders and key members of the f...

• New York
• US$200000 - US$225000 per annum + Bonus
• Posted 5 days ago

Our client, a prestigious and global Institutional Financial Services group, is looking to hire a Senior Compliance Manager to provide specialist product specific Compliance advice and guidance to senior leaders and key members of the firm's Capital Markets and Broker Dealer business. The incumbe...

• New York
• US$170000 - US$185000 per annum + Bonus
• Posted 5 days ago

Our client, a global Commercial Banking group, is looking to hire an experienced Tax Compliance professional at a VP level to provide specialist Tax Compliance advice and guidance to senior leaders and key members of the firms substantial Commercial Banking arm. The firm are one of the Europe's l...

• New York
• US$150000 - US$165000 per annum + Bonus
• Posted 5 days ago

Our client, a very prestigious American banking group, is looking to hire an experienced Compliance professional at a VP / Senior Manager level to provide specialist Compliance advice and guidance to senior leaders and key members of the firms Research & Strategy group within their highly regarde...

• Chicago
• Negotiable
• Posted 7 days ago

A prominent transportation company is looking for a dedicated Accounting Manager to join the team. This position offers direct visbility to company leadership and the chance to step into higher management roles within an established, family-run business. The team is looking for an energetic, agil...

• New York
• US$70000 - US$90000 per annum
• Posted 7 days ago

A prominent firm in the investment banking and capital markets sector is looking for a Compliance Associate to join the team. This position will perform monitoring and testing responsibilities across the firm, gaining exposure to a variety of business lines. As part of this critical function, you...

• Denver
• US$75000 - US$105000 per annum + bonus
• Posted 8 days ago

Legal Compliance Specialist - SaaS this role is 4 days on site Denver, Colorado. Please only apply in if you are open to Denver, Colorado (local candidate or relocation). We are partnered on a Legal Compliance Specialist search with a B2B SaaS company. This company has significant revenue and a g...

• Hong Kong
• Negotiable
• Posted 11 days ago

Company Overview: Our client is a leading European Securities Brokerage firm with a strong presence in Hong Kong. Position Overview: We are seeking a dedicated Compliance manager to join our Hong Kong team. The successful candidate will be responsible for trade monitoring and surveillance, KYC/AM...

• Charlotte
• US$200000 - US$230000 per annum
• Posted 15 days ago

Are you ready to take charge of compliance within a dynamic institutional broker dealer environment? We're seeking an experienced Chief Compliance Officer - Broker Dealer who will ensure that our operations adhere strictly to financial regulations and ethical standards. This pivotal role is based...

• Hong Kong
• Negotiable
• Posted 19 days ago

CLIENT BACKGROUND We are looking for an experienced and knowledgeable IBD Compliance Specialist to join our team. The successful candidate will have extensive experience in investment banking division (IBD) product knowledge or control room operations, to work in the regional team and report to t...