Regulatory Jobs & Careers - Larson Maddox

• Tokyo
• Negotiable
• Posted about 16 hours ago

Description: This role leads the Japan Compliance practice and is part of the Compliance function in the Asia Pacific (APAC) region, based in the Japan office. The primary responsibility is to ensure all activities adhere to local regulations and company policies. Tasks include drafting, updating...

• United States of America
• US$150000 - US$225000 per annum + bonus, benefits
• Posted about 16 hours ago

We are partnered with a non-profit healthcare system dedicated to delivering high-quality, patient-centered care throughout the Northwest. They are looking for an experienced Director of Compliance to support and manage the organization's compliance program. Responsibilities Assist in designing, ...

• Hong Kong
• HK$960000 - HK$1200000 per annum
• Posted 1 day ago

CLIENT BACKGROUND We are a leading global financial services firm with a strong presence in Asia. We are seeking a highly skilled and experienced ODI Reporting Specialist to join our team. This role will focus on overseeing ODI reporting for our Hong Kong entities conducting business in India. Th...

• Tokyo
• Negotiable
• Posted 1 day ago

Description: Lead the Japan Compliance practice, ensuring all activities follow local regulations and company policies. Tasks include creating and updating compliance procedures, monitoring operations, completing reports, and promoting compliance awareness. Assist the APAC Regional Compliance Tea...

• Tokyo
• Negotiable
• Posted 1 day ago

Description: Lead the Japan Compliance practice, ensuring all activities follow local regulations and company policies. Tasks include creating and updating compliance procedures, monitoring operations, completing reports, and promoting compliance awareness. Assist the APAC Regional Compliance Tea...

• Tokyo
• Negotiable
• Posted 2 days ago

Description: Lead the Japan Compliance practice, ensuring all activities follow local regulations and company policies. Tasks include creating and updating compliance procedures, monitoring operations, completing reports, and promoting compliance awareness. Assist the APAC Regional Compliance Tea...

• Hong Kong
• Negotiable
• Posted 2 days ago

CLIENT BACKGROUND A leading financial services firm is seeking a highly skilled Trading Compliance Officer to join our team. This role offers an exciting opportunity to work in a dynamic environment and contribute to our growing business. The headcount is based in Hong Kong or Shanghai. Key Respo...

• Burr Ridge
• US$80000 - US$90000 per annum
• Posted 3 days ago

Commercial Loan Documentation Specialist I am working with a full-service bank based in Burridge, Illinois, seeking a Commercial Loan Documentation Specialist to join their team. Reporting directly to the SVP, the ideal candidate will prepare loan documents for any new, modified, or renewed comme...

• Houston
• Negotiable
• Posted 4 days ago

A well-established and growing investment management firm is seeking a Compliance Analyst to join the team and report directly to the Chief Compliance Officer. An ideal candidate will have investment advisory compliance experience and will have worked with managing the day-to-day compliance progr...

• Jersey City
• US$200000 - US$250000 per annum
• Posted 4 days ago

A global bank is seeking a financial crimes executive to serve as BSA Officer for the capital markets business and broker dealer of the firm. An ideal candidate will have experience dealing with related financial crimes program management and is capabale of making appropraite enhancements and imp...

• New York
• US$200000 - US$250000 per annum
• Posted 4 days ago

Position: Underwriting Counsel - Title Insurance Location: Hybrid - 3 days in office (Midtown, New York City) Base Salary: $185,000 - $215,000/year + Commissions Industry: Title Insurance We're partnering with a leading title insurance company in New York City that is looking to add an experience...

• Philadelphia
• US$120000 - US$125000 per annum
• Posted 4 days ago

Job Title: Compliance Manager - Credit Card Division Location: Hybrid (Outside Philadelphia Corporate Office) Salary: Up to $125,000/year We've partnered with a top-ten bank to find a skilled Compliance Manager to join their Credit Card Division. In this critical role, you will lead the conversio...

• Washington
• Negotiable
• Posted 4 days ago

We have a current opportunity for a Regulatory Rate Manager on a permanent basis. The position will be based in Washington DC and works on a hybrid schedule. For further information about this position please apply. Qualifications A Bachelor's degree (BA or BS) with 7-10 years of relevant experie...

• Hong Kong
• Negotiable
• Posted 7 days ago

Job Responsibilities: Take part of the Fixed Income, Currencies, and Commodities (FICC) compliance function for the company's operations in Hong Kong. Develop and implement compliance policies and procedures specific to the FICC market segments. Monitor and ensure adherence to regulatory requirem...

• Providence
• US$60000 - US$140000 per annum
• Posted 8 days ago

We are seeking a Tax Reporting Manager to support tax accounting, reporting, and compliance functions for a global company. This role ensures compliance with ASC 740, manages tax reporting processes, and supports intercompany transactions and transfer pricing. Key Responsibilities: Prepare and re...

• Hong Kong
• Up to HK$480000 per annum
• Posted 9 days ago

Summary Description: The Senior AML Analyst will be responsible for reviewing both new and existing customer accounts to ensure compliance with the Cross-Boarder duties. This includes assessing risk profiles for domestic and international customers, mitigating risks, identifying suspicious activi...

• Raleigh
• US$150000 - US$225000 per annum
• Posted 9 days ago

Job Title: Global Trade Compliance (Reports Directly to the General Counsel) Location: Raleigh/Durham, North Carolina My client, a growing global Aerospace manufacturing company is seeking an expert in international trade compliance to join their legal team. This individual must have experience i...

• Nashville
• US$100000 - US$125000 per annum
• Posted 9 days ago

We are partnered with a global leader in energy management and automation, manufacturing materials that are used in every day life. They provide products and services for industries, buildings, and infrastructure, focusing on sustainability and digital transformation. The company helps businesses...

• Hong Kong
• HK$360000 - HK$600000 per annum
• Posted 9 days ago

CLIENT BACKGROUND We are seeking a diligent and proactive Compliance Officer to join our team. The successful candidate will be responsible for overseeing general compliance activities, including staff dealing, SFC and head office reporting, KYC, and AML. This role requires a professional with a ...

• New York
• US$200000 - US$275000 per annum
• Posted 10 days ago

Job Title: Chief Financial Officer (CFO) Location: New York, NY (Hybrid, 3 days on-site) Salary: $225,000 - $275,000 base salary, plus annualized bonus Industry: Professional Services Company Overview: A leading professional services firm in New York City is seeking a dynamic and experienced Chie...