Regulatory Jobs & Careers - Larson Maddox

• New York
• US$175000 - US$225000 per annum
• Posted about 15 hours ago

Job Title: Advance Markets Lead Location: Remote with EST Hours Reports To: Chief Compliance Officer (CCO) Department: Retirement Team Company Overview Our client is a rapidly growing life insurance and annuities company that prides itself on innovation, customer care, and staying ahead of indust...

• Denver
• US$75000 - US$105000 per annum + bonus
• Posted 1 day ago

Legal Compliance Specialist - SaaS this role is 4 days on site Denver, Colorado. Please only apply in if you are open to Denver, Colorado (local candidate or relocation). We are partnered on a Legal Compliance Specialist search with a B2B SaaS company. This company has significant revenue and a g...

• Manhattan
• US$70000 - US$130000 per annum
• Posted 1 day ago

A large & reputable American Bank is looking for a Senior Compliance Oversight Analyst specialized in Credit Cards to assist on managing compliance risks, developing & implementing compliance policies and procedures, and ensuring these policies are compliant with federal, state, and industry regu...

• United States of America
• Negotiable
• Posted 1 day ago

A global leader in defense, aerospace, and security, known for its innovative technology and commitment to enhancing national security is looking to expand their international trade compliance team. The company focuses on delivering high-quality products and services while maintaining strict adhe...

• Hong Kong
• Negotiable
• Posted 2 days ago

Company Overview: Our client is one of the world's largest investment banks with a strong global presence. They are currently seeking a highly skilled Director of Equities Advisory Compliance to join their team. This role offers the opportunity to provide proactive compliance advisory services an...

• New York
• US$200000 - US$225000 per annum
• Posted 2 days ago

A large, growing private credit firm is seeking a qualified individual to join their Compliance team, reporting directly to the Chief Compliance Officer. This role offers exposure to senior management and involvement in all aspects of the compliance program, working closely with Legal and other s...

• Mount Laurel
• US$100000 - US$120000 per annum
• Posted 3 days ago

A leading financial services firm is looking to grow it's compliance team and is looking for you to be it's next Compliance Manager - Credit Card! This is a super exciting to join an esteemed financial services provider that can sit in numerous locations and is deeply committed to maintaining hig...

• New Jersey
• Negotiable
• Posted 4 days ago

A leading bank is looking for an experienced candidate to join their US Privacy Office and help drive a culture of privacy compliance. As the Privacy Compliance Governance & Operations Manager, you'll guide data privacy initiatives and support privacy programs from a governance perspective. Key r...

• New York
• US$150000 - US$180000 per annum
• Posted 4 days ago

About the Role A fast-growing fintech startup is looking to hire a Senior Compliance Officer - Consumer Lending to lead the day to day deposit and credit card operations of our customers. Assist in Implementation and management of an effective Compliance Management System (CMS) for Credit Card Po...

• Singapore
• Negotiable
• Posted 4 days ago

My client is a dynamic and rapidly expanding company in the payments industry, focused on revolutionizing the way global financial transactions are conducted. As a trailblazer in the field, they are dedicated to enhancing the efficiency, security, and simplicity of financial operations worldwide....

• Singapore
• Negotiable
• Posted 5 days ago

My client is a leading and growing Crypto/Blockchain Firm and we are recruiting for a Transaction Monitoring professional. Responsibilities Analyze data to assess and report on financial crimes Perform investigative research on companies/individuals Independently review alerts related to adverse ...

• Negotiable
• Posted 8 days ago

We are seeking a passionate and experienced Compliance Manager to join the APAC Compliance Team. This role involves operationalizing for APAC, mitigating compliance risks, and collaborating with colleagues in other global offices. The successful candidate will become the regulatory expert for Kor...

• Negotiable
• Posted 8 days ago

We are seeking a passionate and experienced medical devices Compliance Manager to join the APAC Ethics & Compliance Team. This role involves operationalizing the in APAC, ensuring compliance risks are mitigated, and collaborating with colleagues across different global offices. The successful can...

• United States of America
• Negotiable
• Posted 9 days ago

Job Opportunity: Privacy Compliance Governance & Operations Manager (US) Are you passionate about privacy compliance and governance? Join a dynamic team in the US Privacy Office and play a pivotal role in driving a culture of compliance with privacy laws and regulations. The US Privacy Office is ...

• Hong Kong
• US$600000 - US$720000 per annum
• Posted 9 days ago

Company Overview: Our client, a leading Hong Kong-based private equity firm, is seeking a Legal and Compliance Manager to oversee regulatory compliance and fund management. The base salary for this position ranges from 50,000 HKD to 60,000 HKD. Responsibilities: Manage legal and compliance aspect...

• Hong Kong
• HK$840000 - HK$960000 per annum
• Posted 9 days ago

CLIENT BACKGROUND Our client is a top-tier Chinese Investment Bank. The ideal candidate will have a comprehensive background in anti-money laundering (AML) and advisory, with a strong preference for experience in system enhancement. This role is critical in ensuring our operations comply with AML...

• New York
• US$120000 - US$150000 per annum
• Posted 10 days ago

A prominent firm in the investment banking and capital markets sector is looking for an Internal Compliance Officer to join the team. This firm is widely regarded as a leader in the space and is consistently at the top of league tables within the Finance industry. You will be part of a tight-knit...

• Philadelphia
• US$100000 - US$130000 per annum
• Posted 10 days ago

The Compliance Oversight Manager - Retail Cards provides advice, support, and guidance to assigned portfolios, businesses, or functions, ensuring compliance with the Bank's risk philosophy and strategic direction. Responsibilities Independently manages compliance for the bank's retail credit card...

• Miami
• US$150000 - US$250000 per annum
• Posted 10 days ago

An innovative alternative asset management firm based in Miami is growing its team and looking to add a Compliance Officer to spearhead its compliance initiatives. The role reports directly to the Chief Compliance Officer and offers the opportunity to lead and shape the compliance team, ensuring ...

• Philadelphia
• US$140000 - US$150000 per annum + Bonus
• Posted 10 days ago

Our client, one of America's largest Banking groups, is looking to hire an experienced Compliance professional at a Manager / Vice President level to lead specialist Compliance engagements across the firms substantial Mortgage business covering focusing on Mortgage Originations. The firm are one ...