Regulatory Compliance Officer jobs

• Atlanta
• US$100000 - US$140000 per annum
• Posted 1 day ago

We are currently partnered with a healthcare company specialized in hospice & home health to add a Regulatory Licensing Director to the team. This leadership opportunity is based in Atlanta, GA on a hybrid schedule and offers exposure to the executive team, working closely with the Deputy General...

• Chicago
• US$100001 - US$220000 per annum
• Posted 2 days ago

A multi-national bank is looking to add a Federal Tax Manager to join their team! While reporting to the Head of Tax, this position will play a pivotal role in overseeing tax planning, compliance, and preparation activities while ensuring strict adherence to tax laws and regulations. This positio...

• Chicago
• US$120000 - US$160000 per annum
• Posted 3 days ago

We have a current opportunity for a Compliance Officer on a permanent basis. The position will be based in Chicago. For further information about this position please apply. Responsibilities: Manage FINRA CRD, including the Firm's BD licenses, individual U-4 registrations, and exchange membership...

• Chicago
• US$200000 - US$240000 per annum
• Posted 7 days ago

A mid sized bank is looking to add a Chief Compliance Officer to the team! In this role you will oversee the development, implementation, and maintenance of policies, reporting frameworks, procedures, and training programs for employees across the organization. This individual advises the Board o...

• Wichita
• US$75000 - US$100000 per annum
• Posted 11 days ago

A growing bank is looking to add a Fair Lending Officer to their team! While reporting to the CCO, this role is responsible for developing, implementing, and administering all aspects of the Bank's Fair Lending including various lending product lines. This role sits 5 days in office in Wichita, K...

• Austin
• US$95000 - US$130000 per annum
• Posted 11 days ago

A long standing community bank is looking to add a Compliance Officer to their team! In this role, you will be ensuring compliance with State and Federal consumer protection regulations. This role reports to the SVP of Compliance and sits 5 days in office in Austin, Texas. Responsibilities: Assis...

• District of Columbia
• Negotiable
• Posted 11 days ago

A Global Investment Management firm is seeking a Chief Compliance Officer and Counsel to oversee the firm's compliance function. Reporting to the General Counsel, the Chief Compliance Officer and Counsel will manage a team of compliance professionals and will advise on fund and investment related...

• Lawton
• Up to US$100000 per annum
• Posted 15 days ago

A bank in Oklahoma is looking to add a BSA Compliance Officer to their team! While reporting to the CFO, you will be responsible for ensuring that requirements of regulatory laws, Bank Secrecy Act (BSA) and Community Reinvestment Act (CRA) are being integrated in the bank's policies and procedure...

• Jersey City
• US$140000 - US$160000 per annum
• Posted 16 days ago

JOB TITLE - Regulatory Relations Associate Director HIRING FIRM - An American post-trade financial services company providing clearing and settlement services to the financial markets LOCATION - Jersey City OR Boston REPONSIBLITIES: Assist in processing regulatory requests for information by gath...

• Chicago
• US$130000 - US$180000 per annum
• Posted 22 days ago

Job Title: Deputy Chief Compliance Officer (DCCO) Company: A fast growing full service investment bank is looking to bring on a Deputy Chief Complinace Officer to their team. In this position you'll have the ability for growth and development with direct exposure to senior leadership. This role s...

• Boston
• US$150000 - US$250000 per annum
• Posted 22 days ago

Our client is a rapidly expanding international FinTech, who is excited to be among the fastest-growing companies in the payments industry. The team collaborates to develop a world-class, all-in-one payments orchestration platform that offers our clients extensive capabilities, technologies, and ...

• Lawton
• Up to US$100000 per annum
• Posted 24 days ago

A bank in Oklahoma is looking to add a BSA Compliance Officer to their team! While reporting to the CFO, you will be responsible for ensuring that requirements of regulatory laws, Bank Secrecy Act (BSA) and Community Reinvestment Act (CRA) are being integrated in the bank's policies and procedure...

• Boston
• US$150000 - US$250000 per annum
• Posted 25 days ago

Our client is a rapidly expanding international FinTech, who is excited to be among the fastest-growing companies in the payments industry. The team collaborates to develop a world-class, all-in-one payments orchestration platform that offers our clients extensive capabilities, technologies, and ...

• Boston
• US$150000 - US$250000 per annum
• Posted 30 days ago

Our client is a rapidly expanding international FinTech, who is excited to be among the fastest-growing companies in the payments industry. The team collaborates to develop a world-class, all-in-one payments orchestration platform that offers our clients extensive capabilities, technologies, and ...