VP Compliance
Job Title: Compliance Lead
Location: New York, NY (Hybrid Schedule)
Compensation: $150,000 - $225,000 Base Salary
Client Overview:
Our client is a leading global reinsurance firm renowned for its innovation, stability, and commitment to ethical business practices. They are seeking an experienced Compliance Lead to join their dynamic New York City office. This is an exciting opportunity for an individual to make a significant impact on the firm's compliance program while contributing to its ongoing success in a collaborative and fast-paced environment.
Position Overview:
As the Compliance Lead, the successful candidate will play a key role in overseeing the administration of the firm's compliance program across all business units. This includes the execution of the Financial Crimes Plan, development and maintenance of policies and procedures, adherence to the Code of Ethics, and ensuring that trade relationships align with global regulatory standards. The role involves close collaboration with brokers and other stakeholders to ensure compliance across international markets, with a special focus on regions such as Bermuda, the Cayman Islands, and other key jurisdictions.
Key Responsibilities:
Administer and monitor the compliance program, ensuring adherence to internal policies, regulatory requirements, and best practices.
Execute and oversee the Financial Crimes Plan, including anti-money laundering (AML) and sanctions compliance.
Manage and update the company's Code of Ethics and ensure company-wide adherence to ethical standards.
Collaborate with brokers and other external partners to ensure regulatory compliance in all trade relationships, especially in international markets.
Conduct risk assessments and provide guidance on compliance risks related to new and ongoing business activities.
Develop and deliver training programs to staff on compliance-related topics, including financial crimes, ethics, and regulatory changes.
Work closely with legal, finance, and business operations teams to ensure effective risk management and compliance.
Track and report on regulatory changes, ensuring the firm's compliance policies remain up-to-date with the evolving legal landscape.
Qualifications:
Bachelor's degree (or equivalent) in Law, Finance, Business, or related field. A Juris Doctor (JD) or other advanced legal qualifications are a plus.
5+ years of compliance experience, preferably within the reinsurance, insurance, or financial services industries.
Strong experience working with international entities, particularly in jurisdictions such as Bermuda, the Cayman Islands, and others.
In-depth understanding of financial crime compliance, including anti-money laundering (AML), sanctions, and know-your-customer (KYC) regulations.
A hybrid legal background is highly desirable, with the ability to bridge legal and compliance aspects effectively.
Excellent communication and interpersonal skills, with the ability to work collaboratively across departments and with external partners.
Strong analytical and problem-solving skills, with a keen eye for detail.
Knowledge of industry standards, global regulations, and best practices related to compliance and financial crime prevention.
Why This Opportunity?
Competitive salary and benefits package.
Opportunity to work in a high-impact role within a global leader in the reinsurance industry.
Hybrid work model, allowing flexibility while maintaining a strong team presence in NYC.
Work with a dynamic and inclusive team focused on innovation and compliance excellence.
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