Job Search - Regulatory and Legal Jobs

• Hong Kong
• HK$400000 - HK$400001 per annum
• Posted about 6 hours ago

CLIENT BACKGROUND Our client is one of the largest asset management firm in the APAC Region. Has a team of 6 and are looking for a candidate for General and Regulatory Compliance experience. JOB RESPONSIBILITY * Handle corporate and individual SFC licensing applications； * Arrange compliance trai...

• Hong Kong
• Negotiable
• Posted about 6 hours ago

CLIENT BACKGROUND Our client is a service provider in the APAC Region. Has a team of 2 and are looking for a candidate for General and Regulatory Compliance experience. JOB RESPONSIBILITY Develop and implement compliance policies and procedures in line with applicable regulations, including FATCA...

• Atlanta
• US$100000 - US$140000 per annum
• Posted 1 day ago

We are currently partnered with a healthcare company specialized in hospice & home health to add a Regulatory Licensing Director to the team. This leadership opportunity is based in Atlanta, GA on a hybrid schedule and offers exposure to the executive team, working closely with the Deputy General...

• Connecticut
• US$150000 - US$200000 per annum
• Posted 1 day ago

The Benefits Manager will supervise compliance and administration across company programs, serving as the lead on compensation and benefits. Reporting to the Senior HR Business Partner, they'll utilize data-driven insights to craft cost-effective programs. They'll play a crucial role in shaping p...

• Chicago
• US$100001 - US$220000 per annum
• Posted 2 days ago

A multi-national bank is looking to add a Federal Tax Manager to join their team! While reporting to the Head of Tax, this position will play a pivotal role in overseeing tax planning, compliance, and preparation activities while ensuring strict adherence to tax laws and regulations. This positio...

• Phoenix
• Negotiable
• Posted 2 days ago

We are currently partnered with an Am Law 200 Firm seeking a seasoned associate for employment/restrictive covenants/trade secrets litigation, boasting a minimum of 4 years' practice. The ideal candidate should excel in drafting/responding to discovery and initial pleadings, crafting and presenti...

• Maryland
• Negotiable
• Posted 2 days ago

One of Maryland's preeminent financial institutions is seeking a Sr. Trust Officer to join their growing Private Client Group. You will have the opportunity to engage with HNW and UHNW clients, helping them achieve their trust and estate planning objectives. Your responsibilities will include adm...

• Chicago
• US$120000 - US$160000 per annum
• Posted 3 days ago

We have a current opportunity for a Compliance Officer on a permanent basis. The position will be based in Chicago. For further information about this position please apply. Responsibilities: Manage FINRA CRD, including the Firm's BD licenses, individual U-4 registrations, and exchange membership...

• United States of America
• Negotiable
• Posted 3 days ago

Company Summary: A top-ranked global firm with a strong need to expand their labor and employment practice is looking to hire a determined Employment Counsel to join their team through a full-time, work-from-home position. Job Responsibilities Employment Litigation Drafting position statements Re...

• Charlotte
• US$150000 - US$200000 per annum
• Posted 3 days ago

A growing hedge fund is adding to it's tax team and is looking for you to be the firms next Senior Tax Manager - Hedge Fund! This is an incredibly exciting time to join the firm as they are opening their first office in the Southeast - offering an opportunity to be a founding member of the office...

• Washington
• US$110000 - US$140000 per annum
• Posted 4 days ago

We are partnered with a leader in mortgage financing to source a Financial Reporting specialist with 6+ years of experience. This leadership role is a management position and will be responsible for a team of direct reports. Responsibilites: Manage a team, providing guidance and mentorship to dir...

• Los Angeles
• US$235000 - US$235001 per annum
• Posted 4 days ago

A globally renowned client consistently recognized as one of Fortune's Best Places to Work for 22 years running. Is seeking an Attorney to bolster their esteemed product liability team, based in either thier San Diego, Los Angeles or Seattle Washington offices. Remote candidates are also welcome....

• Chicago
• US$125000 - US$155000 per annum
• Posted 4 days ago

Our client is looking to bring on a Senior Financial Associate who will assist in building out their digital marketplace. For work structure, this position sits in a flexible hybrid schedule. Responsibilities Forecasting and Compliance Integration: Collaborate with business line leaders and produ...

• Hong Kong
• Negotiable
• Posted 4 days ago

CLIENT BACKGROUND Our client is a service provider in the APAC Region. Has a team of 2 and are looking for a candidate for General and Regulatory Compliance experience. JOB RESPONSIBILITY Develop and implement compliance policies and procedures in line with applicable regulations, including FATCA...

• Hong Kong
• HK$2000000 - HK$2250000 per annum
• Posted 4 days ago

Our client is looking for Head of Compliance and Risk in a sizable corporate and commercial bank. This role will be heading up the compliance and risk function, reporting to the business line. Responsibilities: Compliance Management: Oversee compliance activities, ensuring adherence to regulatory...

• Hong Kong
• HK$400000 - HK$400001 per annum
• Posted 4 days ago

CLIENT BACKGROUND Our client is one of the largest asset management firm in the APAC Region. Has a team of 6 and are looking for a candidate for General and Regulatory Compliance experience. JOB RESPONSIBILITY * Handle corporate and individual SFC licensing applications； * Arrange compliance trai...

• New York
• US$100000 - US$150000 per annum
• Posted 7 days ago

A leading tech giant is looking to bring on a Senior Internal Auditor to its Los Angeles or New York City team. This company has received global awards for entrepreneurship and is looking for a like-minded individual to contribute to the middle-and-back office functions that support the growth an...

• Chicago
• US$200000 - US$240000 per annum
• Posted 7 days ago

A mid sized bank is looking to add a Chief Compliance Officer to the team! In this role you will oversee the development, implementation, and maintenance of policies, reporting frameworks, procedures, and training programs for employees across the organization. This individual advises the Board o...

• Greenwich
• US$80000 - US$130000 per annum
• Posted 7 days ago

The Fund Finance Central Services team at a global fintech is looking for a Tax Associate or Tax AVP to assist in maintaining private equity and hedge fund procedures by collaborating with outside tax preparers and administrators. The main objective is to ensure prompt tax reporting and effective...

• New York
• US$65000 - US$90000 per annum
• Posted 7 days ago

Our client is a top investment management firm with over $15 billion in assets and over 1,500 employes across their global offices. Their team is made up of high performing individuals with diversified backgrounds and responsibilites. We have partnered with this prestigious firm to find a Complia...