Job Search - Regulatory and Legal Jobs

• Akron
• US$85000 - US$95000 per annum
• Posted about 1 hour ago

A well established Utilities company is looking to add on a Ethics and Compliance specialist to their Ethics and Compliance investigation team. This position will engage with different departments to foster trust, mitigate risks, uphold ethical business practices, develop policies and procedures,...

• Lawton
• Up to US$100000 per annum
• Posted about 3 hours ago

A bank in Oklahoma is looking to add a BSA Compliance Officer to their team! While reporting to the CFO, you will be responsible for ensuring that requirements of regulatory laws, Bank Secrecy Act (BSA) and Community Reinvestment Act (CRA) are being integrated in the bank's policies and procedure...

• New York
• US$65000 - US$90000 per annum
• Posted about 5 hours ago

Our client is a top investment managment firm with over $20 billion in assets, over 1,500 employes across their global offices, and diversified asset management. Their team works as a unit, valuing every employee's value and they have created a strong company culture. We have partnered with this ...

• Kansas City
• Negotiable
• Posted about 19 hours ago

A lead Financial Services company based in Kansas City, MO is seeking a highly skilled and experienced Director of Compliance to oversee and manage the firm's compliance functions. The ideal candidate will be well-versed in Risk Assessments, Compliance testing, and have strong leadership experien...

• New York
• US$200000 - US$300000 per annum
• Posted 1 day ago

THE ROLE: Expertise in CFTC Swap Dealer and SEC Security-Based Swap Dealer rules. Leading a global team that oversees regulatory requirements and control frameworks. Has experience providing advisory guidance for complex regulations, conducting risk assessments, testing and regulatory implementat...

• New York
• US$11000 - US$160000 per annum
• Posted 1 day ago

JOB TITLE - Control Room Compliance Officer STRUCTURE - Hybrid JOB SUMMARY: Include, but are not limited to: Provide Firm Compliance policy guidance with respect to Information Barriers and Investment Banking Conflicts of Interest. Conduct training on the Firm's policies and procedures relating t...

• Jersey City
• US$140000 - US$160000 per annum
• Posted 1 day ago

JOB TITLE - Regulatory Relations Associate Director HIRING FIRM - An American post-trade financial services company providing clearing and settlement services to the financial markets LOCATION - Jersey City OR Boston REPONSIBLITIES: Assist in processing regulatory requests for information by gath...

• San Francisco
• US$90000 - US$130000 per annum
• Posted 1 day ago

A Hedge Fund is seeking a Legal/Compliance Analyst with experience working for a registered investment adviser. This role will report to the General Counsel / Chief Compliance Officer (GC/CCO). Essential Duties and Responsibilities: Maintain and organize internal compliance books and records. Ret...

• New York
• US$200000 - US$350000 per annum
• Posted 1 day ago

A Business to Business (B2B) payments tool is hiring a Chief Compliance Officer in the New York City Office. Location: Hybrid in New York City The Chief Compliance Officer will be responsible for developing and supporting the implementation of a program to ensure compliance with all relevant lega...

• Guangdong
• Negotiable
• Posted 3 days ago

Job Description: Legal Business Partner Location: Shenzhen, China Our client is a Multinational Retail Company in Shenzhen, now we are seeking a highly experienced and dedicated Legal Business Partner in Shenzhen. As a Legal Business Partner, you will play a pivotal role in supporting the busines...

• Guangdong
• Negotiable
• Posted 3 days ago

Job Description: Trademark Counsel We are seeking an experienced and highly skilled Trademark Counsel to join a Multinational Retail Company in Shenzhen, China. Responsibilities: 1. Trademark Management: Take ownership of the overall trademark management strategy, including the development and im...

• Singapore
• Negotiable
• Posted 3 days ago

Responsibilities: Conduct legal research on shipping laws, regulations, and precedents. Assist attorneys in drafting legal documents, including contracts, agreements, and briefs related to shipping transactions and disputes. Review and analyze shipping documents, such as bills of lading, charter ...

• New York
• US$250000 - US$350000 per annum
• Posted 3 days ago

A top law firm known for its transactional practice is looking to add a Senior Associate to its Private Equity M&A practice group. This position will sit out of the New York office and will interface directly with the partners and their clients, including major real estate developers, healthcare ...

• United States of America
• Negotiable
• Posted 3 days ago

Larson Maddox is looking to connect with Lawyers looking for In-House Counsel positions within the manufacturing space, whether they are actively or passively considering making an in-house move in H2! Experience of interest is within the Aerospace and Defense, Semiconductor, or EV/Automotive Man...

• Los Angeles
• US$225000 - US$275000 per annum
• Posted 3 days ago

Our client is a Venture Capital firm in Southern California that has a strong portfolio of business within the financial services field. They merge their expertise from years of experience in the industry, a strong business model that prioritizes investing in their talent, and an innovative appro...

• Sacramento
• US$130000 - US$160000 per annum
• Posted 3 days ago

Our client is an Insurance Provider that is one of the premier workers' compensation specialists in the nation and boasts a leading property and casualty practice in the Agriculture industry. They merge their expertise from years of experience in the insurance industry, a people first business mo...

• Salt Lake City
• US$80000 - US$130000 per annum
• Posted 3 days ago

Salary: $80,000 - $130,000 Company Description: An international Investment Bank with a global presence, is looking to bring on a talented Corporate Paralegal to their team in their Utah office. This is a growing firm looking for additional legal support to work hand in hand with the Chief Legal ...

• Dallas
• Negotiable
• Posted 3 days ago

The Healthcare Regulatory Associate will be responsible for... Advise clients on a wide range of regulatory issues, including HIPAA, Stark Law, Anti-Kickback Statute, False Claims Act, Medicare/ Medicaid, and other federal and state healthcare regulations. Assist in the representation of clients ...

• Silver Spring
• US$85000 - US$95000 per annum + Commission/ Bonus
• Posted 3 days ago

Larson Maddox has partnered with a rapidly expanding law firm that is highly respected in the DMV area and among Spanish speaking communities. They are seeking an experienced family law attorney to join the team! If you possess 1+ years of experience and are passionate about helping families, we ...

• New York
• US$200000 - US$250000 per annum
• Posted 3 days ago

Director of AML - Broker Dealer Our client, a global Banking groups, is looking to hire an experienced AML professional at a Director level to provide specialist AML advice and guidance to senior leaders and key members of the firms substantial Capital Markets and Broker Dealer business arms. The...