Regulatory and Legal Jobs in Asia | Search and Apply

• Hong Kong
• HK$600000 - HK$840000 per annum
• Posted 11 days ago

CLIENT BACKGROUND Join a leading investment bank in Hong Kong, where we are committed to excellence in financial services. Our dynamic team is dedicated to ensuring compliance and operational integrity while supporting our clients' diverse needs. JOB RESPONSIBILITY Monitor and manage communicatio...

• Hong Kong
• HK$600000 - HK$780000 per annum
• Posted 11 days ago

CLIENT BACKGROUND Our client is a leading Private Bank. We are seeking experienced KYC Talent to join the Onboarding team. In this role, you will be responsible for conducting comprehensive due diligence on high-net-worth clients, ensuring compliance with all relevant regulations and internal pol...

• Hong Kong
• HK$1080000 - HK$1440000 per annum
• Posted 11 days ago

CLIENT BACKGROUND We are seeking an experienced Compliance Director to join our compliance team. This pivotal role will be responsible for developing, implementing, and overseeing compliance programs to ensure our operations are in line with regulatory requirements and internal policies. JOB RESP...

• Hong Kong
• HK$600000 - HK$780000 per annum
• Posted 11 days ago

We are seeking a dedicated and detail-oriented Equities Compliance Specialist to join our team. The ideal candidate will have a strong background in equities compliance, monitoring, testing, or trade surveillance. This role is crucial in ensuring our operations adhere to regulatory standards and ...

• Singapore
• Negotiable
• Posted 14 days ago

Compliance Officer - European Broker My client is a global broker and we are recruiting for a Compliance Officer for the team in Singapore Responsibilities for the Compliance Officer - European Broker Advising the business on compliance matters such as filings, regulatory enquiries Handle escalat...

• Beijing
• Negotiable
• Posted 25 days ago

The client is one of the top quantitative Hedgefund based in Beijing, looking to add in Internal Control and Audit Expert. Open for candidates from Banking, Tech, and Buyside. Open for candidates based in Shanghai. Job Responsibilities: 1. Develop risk assessment mechanisms, analyze various busin...

• Hong Kong
• HK$420000 - HK$840000 per annum
• Posted 26 days ago

Are you ready to take the next step in your compliance career within the bustling financial sector of Hong Kong? A prestigious firm is seeking a dedicated Equities Compliance professional, offering an opportunity to work at the heart of global finance and regulation. The role involves crucial res...

• Singapore
• Negotiable
• Posted 28 days ago

Compliance Surveillance - Commodity My client is a leading and growing Commodity Firm and we are recruiting for a Compliance professional to be based in the Singapore office. Responsibilities for this Compliance Surveillance - Commodity role Advise internal stakeholders on a daily basis and foste...