Compliance Associate - Private Equity Firm
Title: Compliance Associate
Location: Greater Philadelphia Area
Total Compensation: Up to $220,000
A growing Private Equity Firm in the Philadelphia area is looking to bring on a key compliance position to their team. The Compliance Associate will report directly to the General Counsel and have oversight of all aspects to the compliance program. This position provides potential for a fast track growth opportunity to a more senior compliance position on the team.
Responsibilities:
- Support the oversight and implementation of the compliance program including testing and updating policies and procedures
- Support the preparation of regulatory filings, compliance reports, and due diligence responses
- Support capital raising efforts, including fund registration initiatives, LPA/side letter negotiations, and advertisement and marketing material development
- Stay up-to-date with changes in regulatory requirements and industry best practices
- Assist in conducting compliance audits and risk assessments
- Conduct AML screening
Requirements:
- Bachelor's Degree required; JD preferred
- 4-6 years of experience in the investment management industry
- In-depth knowledge of SEC and other financial services regulations and compliance requirements
- Open to candidates with a legal, compliance, or fund accounting background
Competitive compensation offered with potential for an annual bonus of up to $50,000 USD
Flexible working environment, requiring only two days a week on-site.
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