Broker Dealer Compliance jobs

Found 3 jobs
  • Medical Malpractice Attorney
    • New York
    • US$120000 - US$175000 per annum
    • Posted 2 days ago

    Title: Medical Malpractice Associate Location: New York City, New York Salary: $120k-$175k Company Summary: With a focus on delivering exceptional service to our clients, a reputable law firm is expanding their Medical Malpractice team and looking to add an associate in their New York office. Thi...

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  • Compliance Associate - Elite Investment Bank
    • New York
    • Negotiable
    • Posted 25 days ago

    Compliance Advisor - Elite Investment Bank Location: New York, New York If you are looking to take your compliance career to the next level, there is an exciting opportunity to join a prestigious investment bank known for its industry leadership and exceptional work culture. As a Compliance Assoc...

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  • Vice President - Compliance (International Brokerage)
    • Hong Kong
    • HK$960000 - HK$1080000 per annum
    • Posted 27 days ago

    CLIENT BACKGROUND We are seeking an experienced and strategic Compliance Vice President to join our team. The successful candidate will oversee all compliance-related activities, ensuring that our operations adhere to regulatory requirements and internal policies. This role requires a seasoned pr...

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