Broker Dealer Compliance jobs
Found 2 jobs
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- New York
- Negotiable
- Posted 5 days ago
A prominent firm in the investment banking and capital markets sector is looking for a Compliance Associate to join the team. This position will perform monitoring and testing responsibilities across the firm, gaining exposure to a variety of business lines. As part of this critical function, you...
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- New York
- US$200000 - US$225000 per annum + Bonus
- Posted 6 days ago
Our client, a prestigious and global Institutional Financial Services group, is looking to hire a Senior Compliance Manager to provide specialist product specific Compliance advice and guidance to senior leaders and key members of the firm's Capital Markets and Broker Dealer business. The incumbe...