Broker Dealer Compliance jobs

• New York
• US$120000 - US$175000 per annum
• Posted 2 days ago

Title: Medical Malpractice Associate Location: New York City, New York Salary: $120k-$175k Company Summary: With a focus on delivering exceptional service to our clients, a reputable law firm is expanding their Medical Malpractice team and looking to add an associate in their New York office. Thi...

• New York
• Negotiable
• Posted 25 days ago

Compliance Advisor - Elite Investment Bank Location: New York, New York If you are looking to take your compliance career to the next level, there is an exciting opportunity to join a prestigious investment bank known for its industry leadership and exceptional work culture. As a Compliance Assoc...

• Hong Kong
• HK$960000 - HK$1080000 per annum
• Posted 27 days ago

CLIENT BACKGROUND We are seeking an experienced and strategic Compliance Vice President to join our team. The successful candidate will oversee all compliance-related activities, ensuring that our operations adhere to regulatory requirements and internal policies. This role requires a seasoned pr...

• Charlotte
• US$170000 - US$200000 per annum
• Posted 29 days ago

Are you ready to take charge of compliance within a dynamic institutional broker dealer environment? We're seeking an experienced Chief Compliance Officer - Broker Dealer who will ensure that our operations adhere strictly to financial regulations and ethical standards. This pivotal role is based...