All jobs near District of Columbia in the Regulatory sector
Found 2 jobs
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- District of Columbia
- US$85000 - US$95000 per annum
- Posted 15 days ago
We are currently partnered with a growing Register Investment Advisor/Broker Dealer looking to add to their compliance team. The Compliance Principal will support compliance operations and provide analytic support within a financial institution. Compliance Principal Essential Responsibilities: Ma...
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- Washington
- US$200000 - US$230000 per annum
- Posted 17 days ago
A leading, full-service investment banking firm is looking for you to join the team as it's next Chief Compliance Officer! This is an incredibly exciting to join the team where you will lead the broker dealer side of the business. The ideal candidate has at least 10 years of experience working wi...