We are currently partnered with a Global Investment Bank that is looking to expand their Investment Management business. This individual will provide legal advice in regard to the firm's public and private funds. You will have the ability to collaborate throughout the business with legal and regulatory professionals on matters relating to registered products. This opportunity will allow you to join a supportive team with the ability to expand your knowledge base at a platform that has a long standing history of success.
Responsibilities:
* Assist the Investment Management business on a diverse range of investment products, including mutual funds, ETFs, & private funds
* Draft, review, and negotiate investment advisory and service agreements
* Assist the business on new developing products
* Review and prepare offering materials and other fund documentation
* Advise the business on all regulatory developments
Requirements:
* JD from a top tier law school
* 3+ years of experience within private practice, in-house environment or mix of both
* Experience with reg funds/mutual funds/ETFs
* Experience with the Investment Advisers Act of 1940, the Investment Company Act of 1940, the Securities Act of 1933, & Regulation D
If you are interested in the VP, Registered Funds Counsel role feel free to reach out with an updated copy of your resume
