Regulatory jobs

• Hong Kong
• HK$2000000 - HK$2250000 per annum
• Posted 4 days ago

Our client is looking for Head of Compliance and Risk in a sizable corporate and commercial bank. This role will be heading up the compliance and risk function, reporting to the business line. Responsibilities: Compliance Management: Oversee compliance activities, ensuring adherence to regulatory...

• Chicago
• US$200000 - US$240000 per annum
• Posted 7 days ago

A mid sized bank is looking to add a Chief Compliance Officer to the team! In this role you will oversee the development, implementation, and maintenance of policies, reporting frameworks, procedures, and training programs for employees across the organization. This individual advises the Board o...

• District of Columbia
• Negotiable
• Posted 11 days ago

A Global Investment Management firm is seeking a Chief Compliance Officer and Counsel to oversee the firm's compliance function. Reporting to the General Counsel, the Chief Compliance Officer and Counsel will manage a team of compliance professionals and will advise on fund and investment related...

• Kansas City
• Negotiable
• Posted 15 days ago

A lead Financial Services company based in Kansas City, MO is seeking a highly skilled and experienced Director of Compliance to oversee and manage the firm's compliance functions. The ideal candidate will be well-versed in Risk Assessments, Compliance testing, and have strong leadership experien...

• New York
• US$200000 - US$350000 per annum
• Posted 16 days ago

A Business to Business (B2B) payments tool is hiring a Chief Compliance Officer in the New York City Office. Location: Hybrid in New York City The Chief Compliance Officer will be responsible for developing and supporting the implementation of a program to ensure compliance with all relevant lega...