Trade Compliance jobs
Found 2 jobs
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- New York
- US$100000 - US$120000 per annum
- Posted 22 days ago
A leading full-service financial services firm is looking to bring on a Surveillance Associate to the Compliance Team to provide regulatory support to the equity trading desk. This firm receives consistent global recognition for its wealth management arm and ESG investment strategy. Title: Survei...
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- Hong Kong
- HK$480000 - HK$600000 per annum
- Posted 26 days ago
CLIENT BACKGROUND Our client is a leading Investment Bank. We are seeking experienced KYC Talent to join the Onboarding team. In this role, you will be responsible for conducting comprehensive due diligence on high-net-worth clients, ensuring compliance with all relevant regulations and internal ...