Trade Compliance jobs

Found 4 jobs
  • Surveillance Associate
    • New York
    • US$100000 - US$120000 per annum
    • Posted 21 days ago

    A leading full-service financial services firm is looking to bring on a Surveillance Associate to the Compliance Team to provide regulatory support to the equity trading desk. This firm receives consistent global recognition for its wealth management arm and ESG investment strategy. Title: Survei...

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  • Healthcare Legal Counsel Pipeline
    • California
    • US$85000 - US$300000 per annum
    • Posted 24 days ago

    Larson Maddox is looking to connect with Lawyers open to new In House Counsel positions within the healthcare space, whether they are actively or passively considering making an in house move in 2024/2025! We have a number of healthcare, hospital, health system, health tech, and health insurance ...

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  • KYC Specialist - Chinese Investment Bank
    • Hong Kong
    • HK$480000 - HK$600000 per annum
    • Posted 26 days ago

    CLIENT BACKGROUND Our client is a leading Investment Bank. We are seeking experienced KYC Talent to join the Onboarding team. In this role, you will be responsible for conducting comprehensive due diligence on high-net-worth clients, ensuring compliance with all relevant regulations and internal ...

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  • Compliance Vice President (Markets) - European Bank
    • Hong Kong
    • Negotiable
    • Posted about 1 month ago

    CLIENT BACKGROUND Our client is a leading International Bank. We are seeking a Vice President for FICC Compliance to join our dynamic compliance team. This role is pivotal in ensuring adherence to regulatory requirements and internal policies. JOB RESPONSIBILITY Develop and implement comprehensiv...

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