Trade Compliance jobs

Found 3 jobs
  • Equities Compliance Vice President - Regional Investment Bank New
    • Hong Kong
    • HK$600000 - HK$720000 per annum
    • Posted about 12 hours ago

    CLIENT BACKGROUND Our client is a Regional Investment Bank. We are seeking a Vice President of Equities Compliance to oversee our compliance program related to cash equities and derivatives. The ideal candidate will have at least 5 years of experience in compliance within the financial services s...

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  • Surveillance Associate
    • New York
    • US$100000 - US$120000 per annum
    • Posted 28 days ago

    A leading full-service financial services firm is looking to bring on a Surveillance Associate to the Compliance Team to provide regulatory support to the equity trading desk. This firm receives consistent global recognition for its wealth management arm and ESG investment strategy. Title: Survei...

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  • Healthcare Legal Counsel Pipeline
    • California
    • US$85000 - US$300000 per annum
    • Posted about 1 month ago

    Larson Maddox is looking to connect with Lawyers open to new In House Counsel positions within the healthcare space, whether they are actively or passively considering making an in house move in 2024/2025! We have a number of healthcare, hospital, health system, health tech, and health insurance ...

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