A Premier Asset Manager handling more than $15Billion in AUM is seeking to bring on an experienced 40 Act Attorney to join their dynamic team. The ideal candidate has significant experience with the Investment Company Act of 1940, fund documentation structuring, and a variety of other applicable compliance and regulatory matters.
Key Responsibilities:
- Draft, and negotiate registration statements for a variety of product launches in relation to fund registration documents
- Work closely with several business lines on registration statement amendments, supplements, proxy statements, and listing applications
- Mitigate interactions between regulatory agencies and other compliance organizations
Requirements:
- Juris Doctor (JD) from an Accredited Law School
- 3+ years of experience working with the Investment Company Act of 1940
- Strong understanding of a variety of related Securities Acts
- Ability to draft, and negotiate applicable closed-end fund documents, mutual fund documents
- Understanding of ETF's preferred
If you or anyone you know is at all interested, please apply directly or reach out
