We are currently partnered with a leading P&C insurance provider dedicated to innovative solutions and exceptional service.
Position Overview: The Compliance Associate Director will manage the compliance program for our P&C insurance division, ensuring regulatory adherence and developing compliance policies.
Key Responsibilities:
Regulatory Compliance:
- Ensure compliance with local, state, and federal regulations.
- Monitor regulatory changes and assess impacts.
- Prepare and file regulatory reports.
Policy Development and Implementation:
- Develop and update compliance policies and procedures.
- Conduct compliance training sessions.
- Communicate and enforce policies across the organization.
Risk Management:
- Identify and mitigate compliance risks.
- Conduct audits and compliance reviews.
Internal Investigations:
- Lead investigations into compliance breaches.
- Report findings and recommend corrective actions.
Reporting and Documentation:
- Maintain compliance records.
- Prepare reports for senior management and the board.
- Ensure documentation meets regulatory standards.
Liaison with Regulatory Bodies:
- Serve as the primary contact with regulatory authorities.
- Manage regulatory inspections and audits.
Qualifications:
- Bachelor's degree in Law, Business, Finance, or related field; advanced degree or certifications preferred.
- Minimum of 7 years' compliance experience in P&C insurance.
- Knowledge of P&C insurance regulations.
