Compliance Officer - European Broker
My client is a global broker and we are recruiting for a Compliance Officer for the team in Singapore
Responsibilities for the Compliance Officer - European Broker
- Advising the business on compliance matters such as filings, regulatory enquiries
- Handle escalations from trading activities and advise on mitigating steps
- Be the SME in the entity on compliance matters
Requirements for the Compliance Officer - European Broker
- At least 3 years of compliance experience ideally with SFA regulatory experience in financial institutions
- Independent worker, able to thrive in a flexible environment
