Our client is a top investment management firm with over $20 billion in assets, over 1,500 employes across their global offices, and diversified asset management. Their team works as a unit, valuing every employee's value and they have created a strong company culture.
We have partnered with this prestigious firm to find a Compliance Officer with 3+ years of experience working with expert network policies and procedures and e-commerce surveillance. You will be tasked with chaperoning expert network calls and pinpointing red flags, taking necessary steps as needed.
Key Responsibilities:
- Internal Due Diligence
- Chaperoning and intervening on expert network calls
- Mitigating risk and spotting red flags
- Review requests as they come in, work with 3rd party providers
- Log and track calls
- Conduct testing of expert network process and compliance
Requirements:
- 3-5 YOE in expert networks at a Hedge Fund or Expert Network
- Must be able to come into office 5 days / week
- Bachelor's degree required
- Ability to act as a quick decision maker
- Experience mitigating risk and working with 3rd party providers
We are seeking a strong culture fit who displays abilities to work in a fast paced environment and can work well with others. This role is a hybrid structure in our Client's Manhattan office. The salary range of $120,000-$180,000 is dependent upon candidate's experience and qualifications.
