CLIENT BACKGROUND
Our client is a leading International Bank. We are seeking a Vice President for FICC Compliance to join our dynamic compliance team. This role is pivotal in ensuring adherence to regulatory requirements and internal policies.
JOB RESPONSIBILITY
- Develop and implement comprehensive compliance strategies for FICC trading operations.
- Conduct regular compliance assessments and risk analyses related to FICC products.
- Monitor trading activities to identify and mitigate compliance risks.
- Collaborate with various departments, including trading, legal, and risk management, to ensure adherence to policies and regulations.
- Stay updated on regulatory changes impacting FICC operations in Hong Kong and globally.
- Prepare and deliver compliance reports to senior management and regulatory authorities.
- Train and guide team members on compliance best practices and regulatory requirements.
JOB REQUIREMENTS
- Bachelor's degree in Finance, Business Administration, or a related field
- At least 6 years of relevant experience in FICC compliance or a related area within the banking sector.
- Strong knowledge of local and international regulations (e.g., SFC guidelines).
- Demonstrated ability to manage compliance programs.
- Excellent analytical, problem-solving, and communication skills.
- Proficient in English; proficiency in Cantonese or Mandarin is advantageous.
