CLIENT BACKGROUND
We are looking for an experienced and knowledgeable Head of Compliance to join our team. The successful candidate will have extensive experience in investment banking division (IBD) and ideally market compliance experience, to work in the regional team and work closely with the business team on compliance advisory.
JOB RESPONSIBILITY
- Develop, implement, and maintain FCC & compliance policies and procedures.
- Monitor and assess the effectiveness of FCC & compliance programs.
- Ensure the bank's operations comply with relevant laws and regulations.
- Conduct regular compliance audits and risk assessments.
- Provide guidance and training to staff on compliance matters.
- Liaise with regulatory bodies and external auditors.
- Stay updated on regulatory changes and industry best practices.
- Report to senior management and the board on compliance issues and developments.
JOB REQUIREMENTS
- Minimum of 15 years of experience in compliance, preferably within the investment banking industry.
- In-depth knowledge of international regulatory frameworks and compliance standards.
- Strong leadership and management skills.
- Excellent analytical and problem-solving abilities.
- Effective communication and interpersonal skills.
- Ability to work independently and as part of a team.
- Relevant certifications (e.g., CAMS, CRCM) are a plus.
