A leading international bank is looking for you to join the team to be it's next Regulatory Exam Management Manager! There has never been a better time to join this team as they look to expand their presence in the Tampa and have plans to scale this office over the next few years. This role is working 2 days in office and 3 days from home. If what is below describes what you are looking for, don't wait to apply into this Regulatory Exam Management Manager role!
The Regulatory Exam Management Manager will be responsible for:
- Track industry examination trends and liaise with business units to ensure they are informed and ready for current examination priorities.
- Support the management and coordination of the Bank's relationships with various regulators, including the FRB, DFS, and FINRA.
- Work with multiple departments to oversee and coordinate all phases of the Bank's regulatory exams, from initial data collection to post-examination follow-ups and ongoing reviews.
- Ensure adherence to all relevant laws, regulations, guidelines, and the Group Code of Conduct.
The Regulatory Exam Management Manger should have the following qualifications:
- Over 5 years of experience interacting with US regulators, including FINRA, FRB, DFS, SEC, and OCC.
- Proactively identify, escalate, mitigate, and resolve issues related to risk, conduct, and compliance.
- Bachelors degree.
- Ability to work both independently and in a team setting.
If the above is the next step in your career, then we would love to talk to you about this Regulatory Exam Management Manager opening!
