About Us
A leading compliance advisory firm specializing in regulatory solutions for private equity, venture capital, real estate, and private funds is looking to grow their team. They help their clients navigate the complex regulatory landscape, ensuring their marketing and investor communications align with industry standards and compliance requirements.
The Role
We are seeking a detail-oriented Compliance Associate to join our team. In this role, you will be responsible for reviewing and approving marketing materials to ensure compliance with SEC, FINRA, and other regulatory guidelines. Your primary focus will be on websites, social media content, press releases, and investor decks for our clients in the alternative investment space.
Key Responsibilities
Review marketing and investor-facing materials to ensure compliance with regulatory requirements.
Provide clear guidance and recommendations to clients on necessary revisions.
Stay up to date with SEC, FINRA, and other relevant regulations affecting marketing communications.
Collaborate with internal teams and clients to streamline compliance review processes.
Maintain thorough documentation of all compliance reviews and approvals.
Qualifications
5-15+ years of experience in compliance, preferably in asset management, private equity, or related fields.
Strong knowledge of SEC and FINRA regulations related to marketing and advertising.
Excellent attention to detail and the ability to identify potential compliance risks.
Strong written and verbal communication skills.
Ability to manage multiple projects and deadlines in a fast-paced environment.
Why Join Us?
Work with top-tier private equity, venture capital, and real estate firms.
Opportunity to build expertise in a niche, high-growth area of compliance.
Collaborative, dynamic, and supportive work environment.
Competitive compensation and benefits package.
