Our client, one of America's largest banking groups, is looking to hire an experienced Compliance professional at a Senior Manager / Senior Vice President level to provide specialist Compliance advice and guidance to senior leaders and key members of the firms Fixed Income business with a focus on Municipal Bonds (Munis). The firm are one of the world's largest banking groups whose global presence continues to go from strength to strength. The Fixed Income business has been identified as a key growth area of the firm as such this role is the first of several new hires to be signed off in newly created specialist group.
You will report directly into the US Head of Wholesale Banking Compliance.
The Senior Compliance Manager will be responsible for…
- Providing specialist product and business Compliance Advice to key stakeholders and senior leaders in the Munis business focusing among others, Controls as well as Policy & Procedures.
- Engagement with Regulators for regulatory approvals
- Working closely with Munis and Fixed Income business leaders to implement regulatory initiatives
- Developing Controls for the Munis Business.
The Senior Compliance Manager should have the following qualifications…
- Minimum of 5+ years of relevant Fixed Income Compliance experience including experience of providing Compliance Advice relating to Municipal Bonds
- Excellent working knowledge of the regulations governing the Muni and wider Fixed Income space.
- Securities Industry registration - not essential but a nice to have.
- Exceptional communication skills
