Our Legal and Compliance team at Larson Maddox is supporting another search with one of our favorite energy clients in Houston as they continue to experience exciting growth. Sitting on the Energy Commodity Trading team, the Senior Trade Compliance Surveillance Advisor will support the monitoring of both physical and paper transactions to ensure that it is in accordance with the CFTC. Plans, policies, and processes for the company's compliance will be developed and monitored with the help of this role.
**Relocation would be considered for this position**
**Our client is unfortunately not able to provide sponsorship for this role**
Responsibilities
- Take charge of the continuous development and implementation of trade monitoring and communications.
- Help with the onboarding of new intermediaries and counterparties.
- Answer questions in the KYC procedure from counterparties.
- Lead in developing an automated trade monitoring function from the outset and make sure it is integrated with the systems that are already in place.
- Help oversee the physical trading and paper activities to ensure adherence to exchange and federal requirements.
Qualifications
- A bachelor's degree is necessary.
- 4+ YOE with energy commodity risk and compliance.
- Expertise with compliance in dealing physical commodities and futures.
- Working understanding of the terms and conditions found in contracts for the purchase and selling of crude oil.
