Regulatory jobs

Found 3 jobs
  • Compliance Associate - Elite Investment Bank
    • New York
    • Negotiable
    • Posted 25 days ago

    Compliance Advisor - Elite Investment Bank Location: New York, New York If you are looking to take your compliance career to the next level, there is an exciting opportunity to join a prestigious investment bank known for its industry leadership and exceptional work culture. As a Compliance Assoc...

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  • Vice President - Compliance (International Brokerage)
    • Hong Kong
    • HK$960000 - HK$1080000 per annum
    • Posted 26 days ago

    CLIENT BACKGROUND We are seeking an experienced and strategic Compliance Vice President to join our team. The successful candidate will oversee all compliance-related activities, ensuring that our operations adhere to regulatory requirements and internal policies. This role requires a seasoned pr...

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  • Chief Compliance Officer - Broker Dealer
    • Charlotte
    • US$170000 - US$200000 per annum
    • Posted 29 days ago

    Are you ready to take charge of compliance within a dynamic institutional broker dealer environment? We're seeking an experienced Chief Compliance Officer - Broker Dealer who will ensure that our operations adhere strictly to financial regulations and ethical standards. This pivotal role is based...

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