Regulatory jobs

• Hong Kong
• HK$600000 - HK$780000 per annum
• Posted 1 day ago

We are seeking a dedicated and detail-oriented Equities Compliance Specialist to join our team. The ideal candidate will have a strong background in equities compliance, monitoring, testing, or trade surveillance. This role is crucial in ensuring our operations adhere to regulatory standards and ...

• Maryland
• £150000 - £175000 per annum
• Posted 4 days ago

TCO Legal Responsibilities (70%): Demonstrate expertise in US export and import laws, including ITAR and EAR. Act as the liaison with the U.S. Department of State, Commerce, Treasury, and Customs. Oversee the company's Trade Compliance program: Guidance and Interpretation: Provide legal guidance ...

• Hong Kong
• HK$420000 - HK$840000 per annum
• Posted 17 days ago

Are you ready to take the next step in your compliance career within the bustling financial sector of Hong Kong? A prestigious firm is seeking a dedicated Equities Compliance professional, offering an opportunity to work at the heart of global finance and regulation. The role involves crucial res...

• Hong Kong
• HK$600000 - HK$720000 per annum
• Posted about 1 month ago

CLIENT BACKGROUND Our client is a Regional Investment Bank. We are seeking a Vice President of Equities Compliance to oversee our compliance program related to cash equities and derivatives. The ideal candidate will have at least 5 years of experience in compliance within the financial services s...