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Elite Prop Trading - Reg Attorney
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Location
Chicago
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Job-type
Permanent
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Salary
US$180000 - US$230000 per annum + bonus, health, 401k
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Discipline
Legal
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Reference
PR/532570_1739205537
Our Client is a Leading Prop Trading Firm in Chicago looking for the following attorney to join their expanding team!
Your Core Responsibilities:
- Offer legal guidance on U.S. regulatory issues (SEC, CFTC, NFA, FINRA).
- Keep track of and provide advice on new regulatory changes to ensure compliance.
- Work with compliance and risk management teams to address regulatory risks.
- Review and negotiate regulatory aspects of agreements.
- Assist with various in-house legal matters (corporate governance, contracts, IP, employment law, dispute resolution)
Your Skills and Experience:
- Over 8 years of legal expertise in financial services, specializing in regulatory matters.
- Juris Doctor (JD) from an accredited law school, with admission to at least one state bar.
- Comprehensive knowledge of U.S. financial regulations (SEC, CFTC, NFA, FINRA) and experience interacting with regulatory agencies.
- Exceptional analytical, problem-solving, and communication abilities.