Are you ready to take the next step in your compliance career? Our client, a boutique compliance consulting firm, is searching for a seasoned Senior Compliance Associate who possesses an analytical mind and strong regulatory knowledge within the financial services sector. This is an incredible opportunity to join a dynamic team that plays a vital role in ensuring marketing materials adhere to SEC guidelines and industry standards.
The Senior Compliance Associate will be responsible for:
- Oversee comprehensive reviews of marketing decks against regulatory requirements.
- Ensure compliance with Code of Ethics and add updates to compliance manuals on an as needed basis.
- Spearhead preparations for SEC examinations with meticulous attention.
- Ensure all promotional content aligns perfectly with legal frameworks before public release.
- You will apply your keen eye for detail when examining various forms of advertising material, guaranteeing they meet stringent regulations prior to distribution.
- Your experience will be pivotal as our frontline defense during rigorous Securities Exchange Commission exams.
The Senior Compliance Associate should have the following qualifications:
- A bachelor's degree is required.
- At least 4 years of hands-on experience equips you not only with theoretical insights but also practical know-how needed while navigating through multifaceted compliances landscapes efficiently.
This remote position beckons those eager to utilize their expertise from anywhere across America, promoting adherence and leading best practices within one of today's most fast-paced industries. If this sounds like where your passion meets purpose-we want you on board!
Join us at the forefront of maintaining integrity in finance; submit your application for the Senior Compliance Associate now!
