A leading Private Equity firm is growing it's compliance team and is looking for you to join the team as it's next Senior Compliance Associate! There has never been a better time to join the firm as the role has a clear path to promotion within a year. The ideal candidate has experience working on filing forms ADV and PF, has worked on marketing review, and reviews firm communication as well as personal and firm trading. The firm can move quickly for the right candidate, so don't hesitate to apply into this Senior Compliance Associate role!
The Senior Compliance Associate will be responsible for:
- Ensure compliance with Code of Ethics and add updates to compliance manuals on an as needed basis.
- Oversee comprehensive reviews of marketing decks against regulatory requirements.
- Monitor personal and firm trading.
- Ensuring IT Compliance throughout the firm.
- Work on regulatory filings including forms ADV and PF.
The Senior Compliance Associate should have the following qualifications:
- At least 3 years of experience.
- Bachelors degree.
If the above is what you are looking for, apply into this Senior Compliance Associate opportunity!
