Compliance jobs

• Tokyo
• Negotiable
• Posted 4 days ago

Description: This role leads the Japan Compliance practice and is part of the Compliance function in the Asia Pacific (APAC) region, based in the Japan office. The primary responsibility is to ensure all activities adhere to local regulations and company policies. Tasks include drafting, updating...

• Tokyo
• Negotiable
• Posted 5 days ago

Description: Lead the Japan Compliance practice, ensuring all activities follow local regulations and company policies. Tasks include creating and updating compliance procedures, monitoring operations, completing reports, and promoting compliance awareness. Assist the APAC Regional Compliance Tea...

• Tokyo
• Negotiable
• Posted 5 days ago

Description: Lead the Japan Compliance practice, ensuring all activities follow local regulations and company policies. Tasks include creating and updating compliance procedures, monitoring operations, completing reports, and promoting compliance awareness. Assist the APAC Regional Compliance Tea...

• Tokyo
• Negotiable
• Posted 6 days ago

Description: Lead the Japan Compliance practice, ensuring all activities follow local regulations and company policies. Tasks include creating and updating compliance procedures, monitoring operations, completing reports, and promoting compliance awareness. Assist the APAC Regional Compliance Tea...

• Hong Kong
• Negotiable
• Posted 6 days ago

CLIENT BACKGROUND A leading financial services firm is seeking a highly skilled Trading Compliance Officer to join our team. This role offers an exciting opportunity to work in a dynamic environment and contribute to our growing business. The headcount is based in Hong Kong or Shanghai. Key Respo...

• Philadelphia
• US$120000 - US$125000 per annum
• Posted 7 days ago

Job Title: Compliance Manager - Credit Card Division Location: Hybrid (Outside Philadelphia Corporate Office) Salary: Up to $125,000/year We've partnered with a top-ten bank to find a skilled Compliance Manager to join their Credit Card Division. In this critical role, you will lead the conversio...

• Hong Kong
• Negotiable
• Posted 11 days ago

Job Responsibilities: Take part of the Fixed Income, Currencies, and Commodities (FICC) compliance function for the company's operations in Hong Kong. Develop and implement compliance policies and procedures specific to the FICC market segments. Monitor and ensure adherence to regulatory requirem...

• Hong Kong
• Up to HK$480000 per annum
• Posted 12 days ago

Summary Description: The Senior AML Analyst will be responsible for reviewing both new and existing customer accounts to ensure compliance with the Cross-Boarder duties. This includes assessing risk profiles for domestic and international customers, mitigating risks, identifying suspicious activi...

• Hong Kong
• HK$360000 - HK$600000 per annum
• Posted 13 days ago

CLIENT BACKGROUND We are seeking a diligent and proactive Compliance Officer to join our team. The successful candidate will be responsible for overseeing general compliance activities, including staff dealing, SFC and head office reporting, KYC, and AML. This role requires a professional with a ...

• New York
• US$120000 - US$145000 per annum + Bonus
• Posted 14 days ago

Our client, one of America's largest Banking groups, is looking to hire an experienced Compliance professional at a Manager / Assistant Vice President level to lead specialist Compliance program and change engagements across the firms evolving Consumer & Small Lending business focusing on key 2LO...

• New York
• US$120000 - US$145000 per annum
• Posted 14 days ago

Our client, one of America's largest Banking groups, is looking to hire an experienced Compliance professional at a Manager / Assistant Vice President level to lead specialist Compliance program and change engagements across the firms evolving Consumer & Small Lending business focusing on key 2LO...

• Hong Kong
• Up to HK$780000 per annum
• Posted 14 days ago

CLIENT BACKGROUND We are seeking a knowledgeable and proactive Regional Financial Crime Compliance (FCC) Officer to join our team. The successful candidate will be responsible for overseeing financial crime compliance activities, with a focus on anti-money laundering (AML) and sanctions complianc...

• Hong Kong
• HK$780000 - HK$1200000 per annum
• Posted 14 days ago

Job Description: We are seeking a diligent and proactive Compliance talent to join our bank. The successful candidate will be responsible for ensuring that our operations comply with regulatory requirements and internal policies. This role requires a professional with a solid understanding of reg...

• Charlotte
• Negotiable
• Posted 19 days ago

A leading national bank with offices across the US is looking to bring on an experienced Compliance Manager to their growing team. The Compliance Manager will support the consumer banking team and advise other lines of business on policies and procedures, testing and monitoring, exam management, ...

• Hong Kong
• Up to HK$1200000 per annum
• Posted 20 days ago

Vice President (VP), Compliance HK We are currently seeking a proficient and experienced Vice President (VP) of Compliance to join our client. The ideal candidate will possess in-depth expertise in commercial banking compliance while also demonstrating exposure to structured product compliance an...

• Hong Kong
• HK$360000 - HK$840000 per annum
• Posted 20 days ago

CLIENT BACKGROUND Join a leading investment bank in Hong Kong, where we are committed to excellence in financial services. Our dynamic team is dedicated to ensuring compliance and operational integrity while supporting our clients' diverse needs. JOB RESPONSIBILITY Monitor and manage communicatio...

• Hong Kong
• HK$680000 - HK$960000 per annum
• Posted 20 days ago

Company Overview: Our client is a leading Hedgefund based in Hong Kong, looking for Compliance Manager reporting directly to the Head of Compliance Position Overview: As the APAC Hedge Fund Compliance Manager, you will play a critical role in ensuring adherence to regulatory requirements and prom...

• Charlotte
• US$105000 - US$130000 per annum
• Posted 20 days ago

Job Title: Regulatory Change Management Analyst Location: Charlotte, NC (Hybrid - On-site 2 days/week) Salary: $105,000 - $130,000 (Base) Job Overview: Our client, a leading consumer bank, is seeking a highly motivated and detail-oriented Regulatory Change Manager. This role will be a critical pa...

• Hong Kong
• HK$1200000 - HK$1800000 per annum
• Posted 25 days ago

Senior Vice President (SVP), Compliance - Foreign CIB Location: Hong Kong We are currently seeking a proficient and experienced Senior Vice President (VP) of Compliance to join our esteemed foreign Corporate and Investment Bank in Hong Kong. The ideal candidate will possess in-depth expertise in ...

• Irvine
• US$120000 - US$150000 per annum
• Posted 26 days ago

A leading financial services firm specialized in debt relief/resolution is looking to bring on an experienced Compliance Manager to their team. This is a key hire for the company therefore will be involved in all aspects of the compliance program, working directly with the Chief Operating Officer...