Compliance jobs

• Hong Kong
• HK$600000 - HK$840000 per annum
• Posted 2 days ago

CLIENT BACKGROUND Join a leading investment bank in Hong Kong, where we are committed to excellence in financial services. Our dynamic team is dedicated to ensuring compliance and operational integrity while supporting our clients' diverse needs. JOB RESPONSIBILITY Monitor and manage communicatio...

• Hong Kong
• HK$600000 - HK$780000 per annum
• Posted 2 days ago

CLIENT BACKGROUND Our client is a leading Private Bank. We are seeking experienced KYC Talent to join the Onboarding team. In this role, you will be responsible for conducting comprehensive due diligence on high-net-worth clients, ensuring compliance with all relevant regulations and internal pol...

• Hong Kong
• HK$1080000 - HK$1440000 per annum
• Posted 2 days ago

CLIENT BACKGROUND We are seeking an experienced Compliance Director to join our compliance team. This pivotal role will be responsible for developing, implementing, and overseeing compliance programs to ensure our operations are in line with regulatory requirements and internal policies. JOB RESP...

• Hong Kong
• HK$600000 - HK$780000 per annum
• Posted 2 days ago

We are seeking a dedicated and detail-oriented Equities Compliance Specialist to join our team. The ideal candidate will have a strong background in equities compliance, monitoring, testing, or trade surveillance. This role is crucial in ensuring our operations adhere to regulatory standards and ...

• Raleigh
• US$80000 - US$100000 per annum
• Posted 3 days ago

Compliance Specialist - Life Insurance Firm (Hybrid) Location: Greater Raleigh (Hybrid Work Model) Salary: $85,000 - $100,000 Base + Bonus Potential A rapidly growing life & annuities firm is seeking a Compliance Specialist to support its growing regulatory needs and ensure they maintain the high...

• New York
• US$95000 - US$135000 per annum
• Posted 5 days ago

Our Client is seeking an analytical, detail-oriented Benefits Compliance Specialist to join a leading insurance and benefits organization in New York City. This is a high-impact position that will allow you to interface directly with senior leadership in the company while also receiving direct me...

• District of Columbia
• US$85000 - US$95000 per annum
• Posted 16 days ago

We are currently partnered with a growing Register Investment Advisor/Broker Dealer looking to add to their compliance team. The Compliance Principal will support compliance operations and provide analytic support within a financial institution. Compliance Principal Essential Responsibilities: Ma...

• Hong Kong
• HK$420000 - HK$840000 per annum
• Posted 17 days ago

Are you ready to take the next step in your compliance career within the bustling financial sector of Hong Kong? A prestigious firm is seeking a dedicated Equities Compliance professional, offering an opportunity to work at the heart of global finance and regulation. The role involves crucial res...

• Tampa
• US$150000 - US$180000 per annum
• Posted 18 days ago

A leading financial services firm is looking for you to join the team as it's next Vice President, Non-Financial Regulatory Reporting! This is an exciting time to join the business and own the non-financial regulatory reporting program while being located in beautiful Tampa, FL. If you are lookin...

• New Orleans
• US$80000 - US$106000 per annum
• Posted 19 days ago

We are currently working with a leading regional bank looking to add a Compliance Advisor to their growing team. The Compliance Advisor will assist in overseeing various regulatory compliance programs, including consumer deposit regulations and privacy laws. This role serves as a compliance resou...

• McLean
• US$85000 - US$95000 per annum
• Posted 19 days ago

The Compliance Principal will leverage their experience in compliance, technology, or operations within a financial institution to support compliance operations and provide analytical oversight across the firm. Compliance Principal Key Responsibilities: Manage compliance systems, reports, manuals...

• Atlanta
• US$75000 - US$85000 per annum
• Posted 19 days ago

We are currently working with a leading insurance firm seeking a Compliance Analyst to support its regulatory compliance programs. This role involves handling regulatory filings, managing compliance training, and conducting regulatory research while serving as a compliance resource across various...

• Hong Kong
• Negotiable
• Posted about 1 month ago

CLIENT BACKGROUND We are seeking an experienced Compliance Director to join our compliance team. This pivotal role will be responsible for developing, implementing, and overseeing compliance programs to ensure our operations are in line with regulatory requirements and internal policies. JOB RESP...