Regulatory jobs

• Hong Kong
• HK$960000 - HK$1080000 per annum
• Posted about 18 hours ago

CLIENT BACKGROUND We are seeking an experienced and strategic Compliance Vice President to join our team. The successful candidate will oversee all compliance-related activities, ensuring that our operations adhere to regulatory requirements and internal policies. This role requires a seasoned pr...

• Hong Kong
• HK$540000 - HK$600000 per annum
• Posted about 21 hours ago

CLIENT BACKGROUND Our client is an APAC Investment Bank. We are looking for a diligent and proactive AML & Compliance Officer to join our team. The successful candidate will be responsible for ensuring that our operations comply with regulatory requirements and internal policies. This role requir...

• Menlo Park
• US$180000 - US$250000 per annum
• Posted 3 days ago

We currently have an opening for a legal affairs position at Corcept Therapeutics, a growing company that develops proprietary molecules for endocrine and metabolic disorders! They are a mid-sized company (~350 employees) with a strong financial backing - they offer lots of room for personal and ...

• Tampa
• US$150000 - US$180000 per annum
• Posted 3 days ago

A leading financial services firm is looking for you to join it's team as their next Compliance VP, Investment Products! This is an exciting time to join the business and own the compliance investment products program while being located in beautiful Tampa, FL. If you are looking to advance in yo...

• District of Columbia
• US$85000 - US$95000 per annum
• Posted 3 days ago

We are currently partnered with a growing Register Investment Advisor/Broker Dealer looking to add to their compliance team. The Compliance Principal will support compliance operations and provide analytic support within a financial institution. Compliance Principal Essential Responsibilities: Ma...

• New York
• US$85000 - US$90000 per annum
• Posted 3 days ago

A unique Fintech Startup is looking to add a Compliance Analyst to their growing team. This position will be in charge of performing compliance reviews, attend external compliance conferences, and complete AML filings to ensure an efficient and effective compliance program. Reporting directly to ...

• Missouri River Township
• US$85000 - US$125000 per annum
• Posted 5 days ago

Job Advertisement: Financial Reporting Lead Location: St. Louis, Missouri Company: Leading Life & Health Insurance Company Position Overview: Are you a detail-oriented financial professional with a passion for driving accurate financial reporting and analysis? Our reputable Life and Health Insura...

• Hong Kong
• Negotiable
• Posted 6 days ago

A leading global alternative asset management firm with over $100 billion in assets under management and teams operating worldwide. Our client invests across a diverse range of strategies, including private equity, impact, credit, real estate, and market solutions. Principal Responsibilities Supp...

• Singapore
• Negotiable
• Posted 7 days ago

My client is a fast-growing, innovative payments company dedicated to simplifying and securing global financial transactions. They're on a mission to redefine the payments landscape through cutting-edge technology and exceptional service. Role Overview: They are seeking an experienced and forward...

• Negotiable
• Posted 8 days ago

CLIENT BACKGROUND We are looking for an experienced and knowledgeable IBD/Control Room Compliance Specialist to join our team. The successful candidate will have extensive experience in investment banking division (IBD) product knowledge or control room operations, to work in the regional team an...

• Missouri
• Negotiable
• Posted 11 days ago

The Regulatory Compliance Analyst at major energy infrastructure will support the implementation and management of FERC Standards of Conduct and State Public Utility Commission Code of Conduct programs. The role involves ensuring compliance with federal and state regulations, assisting with audit...

• New York
• US$175000 - US$215000 per annum
• Posted 12 days ago

VP - Investment Banking Compliance Advice Our client, one of Europe's largest banking groups, is looking to hire an experienced Compliance professional at a Senior Manager / senior Vice President level to provide specialist Compliance advice and guidance to senior leaders and key members of the f...

• New York
• US$175000 - US$215000 per annum
• Posted 12 days ago

VP - Investment Banking Compliance Advice Our client, one of Europe's largest banking groups, is looking to hire an experienced Compliance professional at a Senior Manager / senior Vice President level to provide specialist Compliance advice and guidance to senior leaders and key members of the f...

• New York
• US$150000 - US$165000 per annum + Bonus
• Posted 12 days ago

Our client, a very prestigious American banking group, is looking to hire an experienced Compliance professional at a VP / Senior Manager level to provide specialist Compliance advice and guidance to senior leaders and key members of the firms Research & Strategy group within their highly regarde...

• New York
• US$70000 - US$90000 per annum
• Posted 13 days ago

A prominent firm in the investment banking and capital markets sector is looking for a Compliance Associate to join the team. This position will perform monitoring and testing responsibilities across the firm, gaining exposure to a variety of business lines. As part of this critical function, you...

• Hong Kong
• Negotiable
• Posted 18 days ago

Company Overview: Our client is a leading European Securities Brokerage firm with a strong presence in Hong Kong. Position Overview: We are seeking a dedicated Compliance manager to join our Hong Kong team. The successful candidate will be responsible for trade monitoring and surveillance, KYC/AM...

• Hong Kong
• Negotiable
• Posted 26 days ago

CLIENT BACKGROUND We are looking for an experienced and knowledgeable IBD Compliance Specialist to join our team. The successful candidate will have extensive experience in investment banking division (IBD) product knowledge or control room operations, to work in the regional team and report to t...