Regulatory jobs

• Singapore
• Negotiable
• Posted about 19 hours ago

My client is a fast-growing, innovative payments company dedicated to simplifying and securing global financial transactions. They're on a mission to redefine the payments landscape through cutting-edge technology and exceptional service. Role Overview: They are seeking an experienced and forward...

• Negotiable
• Posted 1 day ago

CLIENT BACKGROUND We are looking for an experienced and knowledgeable IBD/Control Room Compliance Specialist to join our team. The successful candidate will have extensive experience in investment banking division (IBD) product knowledge or control room operations, to work in the regional team an...

• Missouri
• Negotiable
• Posted 5 days ago

The Regulatory Compliance Analyst at major energy infrastructure will support the implementation and management of FERC Standards of Conduct and State Public Utility Commission Code of Conduct programs. The role involves ensuring compliance with federal and state regulations, assisting with audit...

• New York
• US$175000 - US$215000 per annum
• Posted 6 days ago

VP - Investment Banking Compliance Advice Our client, one of Europe's largest banking groups, is looking to hire an experienced Compliance professional at a Senior Manager / senior Vice President level to provide specialist Compliance advice and guidance to senior leaders and key members of the f...

• New York
• US$175000 - US$215000 per annum
• Posted 6 days ago

VP - Investment Banking Compliance Advice Our client, one of Europe's largest banking groups, is looking to hire an experienced Compliance professional at a Senior Manager / senior Vice President level to provide specialist Compliance advice and guidance to senior leaders and key members of the f...

• New York
• US$150000 - US$165000 per annum + Bonus
• Posted 6 days ago

Our client, a very prestigious American banking group, is looking to hire an experienced Compliance professional at a VP / Senior Manager level to provide specialist Compliance advice and guidance to senior leaders and key members of the firms Research & Strategy group within their highly regarde...

• New York
• US$70000 - US$90000 per annum
• Posted 7 days ago

A prominent firm in the investment banking and capital markets sector is looking for a Compliance Associate to join the team. This position will perform monitoring and testing responsibilities across the firm, gaining exposure to a variety of business lines. As part of this critical function, you...

• Hong Kong
• Negotiable
• Posted 12 days ago

Company Overview: Our client is a leading European Securities Brokerage firm with a strong presence in Hong Kong. Position Overview: We are seeking a dedicated Compliance manager to join our Hong Kong team. The successful candidate will be responsible for trade monitoring and surveillance, KYC/AM...

• Hong Kong
• Negotiable
• Posted 20 days ago

CLIENT BACKGROUND We are looking for an experienced and knowledgeable IBD Compliance Specialist to join our team. The successful candidate will have extensive experience in investment banking division (IBD) product knowledge or control room operations, to work in the regional team and report to t...