Regulatory jobs

• Charlotte
• Negotiable
• Posted 1 day ago

A leading national bank with offices across the US is looking to bring on an experienced Compliance Manager to their growing team. The Compliance Manager will support the consumer banking team and advise other lines of business on policies and procedures, testing and monitoring, exam management, ...

• Tampa
• US$100000 - US$120000 per annum
• Posted 1 day ago

A leading international bank is looking for you to join the team to be it's next Regulatory Exam Management Manager! There has never been a better time to join this team as they look to expand their presence in the Tampa and have plans to scale this office over the next few years. This role is wo...

• Hong Kong
• Up to HK$1200000 per annum
• Posted 2 days ago

Vice President (VP), Compliance HK We are currently seeking a proficient and experienced Vice President (VP) of Compliance to join our client. The ideal candidate will possess in-depth expertise in commercial banking compliance while also demonstrating exposure to structured product compliance an...

• Hong Kong
• HK$240000 - HK$480000 per annum
• Posted 2 days ago

Company Overview: Our client is a leading consulting firm based in Hong Kong, specializing in providing comprehensive financial and regulatory reporting services to the clients. Their major clients include Type 1, 4, and 9 licensed fund houses and securities houses. We are committed to delivering...

• Hong Kong
• HK$360000 - HK$840000 per annum
• Posted 2 days ago

CLIENT BACKGROUND Join a leading investment bank in Hong Kong, where we are committed to excellence in financial services. Our dynamic team is dedicated to ensuring compliance and operational integrity while supporting our clients' diverse needs. JOB RESPONSIBILITY Monitor and manage communicatio...

• Hong Kong
• HK$680000 - HK$960000 per annum
• Posted 2 days ago

Company Overview: Our client is a leading Hedgefund based in Hong Kong, looking for Compliance Manager reporting directly to the Head of Compliance Position Overview: As the APAC Hedge Fund Compliance Manager, you will play a critical role in ensuring adherence to regulatory requirements and prom...

• New Jersey
• US$120000 - US$130000 per annum
• Posted 2 days ago

A leading bank is looking for an experienced candidate to join their US Privacy Office and help drive a culture of privacy compliance. As the Privacy Compliance Governance & Operations Manager, you'll guide data privacy initiatives and support privacy programs from a governance perspective. Key r...

• New Jersey
• Negotiable
• Posted 2 days ago

A leading bank is looking for an experienced candidate to join their US Privacy Office and help drive a culture of privacy compliance. As the Privacy Compliance Governance & Operations Manager, you'll guide data privacy initiatives and support privacy programs from a governance perspective. Key r...

• Charlotte
• US$105000 - US$130000 per annum
• Posted 2 days ago

Job Title: Regulatory Change Management Analyst Location: Charlotte, NC (Hybrid - On-site 2 days/week) Salary: $105,000 - $130,000 (Base) Job Overview: Our client, a leading consumer bank, is seeking a highly motivated and detail-oriented Regulatory Change Manager. This role will be a critical pa...

• New York
• US$80000 - US$90000 per annum
• Posted 4 days ago

Job Title: Sales Development Representative (SDR) - Fintech Firm (RIA Clients) Location: New York City Reports to: Sales Manager Department: Sales Salary: $80,000-90,000/yr About the Firm: Our client is a fast-growing fintech firm providing innovative financial solutions to institutional Register...

• Hong Kong
• HK$1200000 - HK$1800000 per annum
• Posted 7 days ago

Senior Vice President (SVP), Compliance - Foreign CIB Location: Hong Kong We are currently seeking a proficient and experienced Senior Vice President (VP) of Compliance to join our esteemed foreign Corporate and Investment Bank in Hong Kong. The ideal candidate will possess in-depth expertise in ...

• Irvine
• US$120000 - US$150000 per annum
• Posted 8 days ago

A leading financial services firm specialized in debt relief/resolution is looking to bring on an experienced Compliance Manager to their team. This is a key hire for the company therefore will be involved in all aspects of the compliance program, working directly with the Chief Operating Officer...

• Boston
• US$75000 - US$85000 per annum
• Posted 11 days ago

Job Title: Compliance Specialist Location: Boston, MA (Hybrid - 3 days in-office per week) Salary: $75,000 - $80,000/year + Bonus Industry: Investment Management (Institutional Clients) Company Overview: Our client is a leading investment firm specializing in providing high-quality financial serv...

• Hong Kong
• Negotiable
• Posted 11 days ago

CLIENT BACKGROUND We are looking for an experienced and knowledgeable IBD Compliance Specialist to join our team. The successful candidate will have extensive experience in investment banking division (IBD) product knowledge or control room operations, to work in the regional team and report to t...

• Singapore
• Up to £84000 per annum
• Posted 11 days ago

My client is a leading EAM and we are recruiting for a compliance professional to be based in the Singapore office. You will be supporting the team on compliance matters, working closely with stakeholders in the business. We are looking for candidates who are excited to support the firm and grow ...

• Chicago
• US$110000 - US$130000 per annum
• Posted 14 days ago

A leading Private Equity firm is growing it's compliance team and is looking for you to join the team as it's next Senior Compliance Associate! There has never been a better time to join the firm as the role has a clear path to promotion within a year. The ideal candidate has experience working o...

• New York
• US$120000 - US$180000 per annum
• Posted 14 days ago

A leading FinTech is looking for you to join the team as it's next VP, Registered Funds Compliance! This is an incredibly exciting time to joint the team as the firm is continuing to grow with no signs of slowing down. The idealy candidate has strong knowledge in the Investment Company Act of 194...

• Parsippany-Troy Hills Township
• US$175000 - US$200000 per annum
• Posted 15 days ago

Job Title: Financial Reporting Manager Location: Parsippany-Troy Hills Area (hybrid schedule) Salary: $150,000-$200,000/yr Company Overview: Our client is a dynamic wealth management firm, committed to providing personalized financial services to a diverse client base. With a reputation for excel...

• Philadelphia
• US$100000 - US$130000 per annum
• Posted 15 days ago

Company Overview: Our client is a leading financial institution, committed to providing top-tier consumer lending solutions. With a strong presence in the market and a focus on growth and innovation, they are seeking a talented Senior Compliance Manager specializing in Credit Cards to join their ...

• Winston-Salem
• US$110000 - US$130000 per annum
• Posted 15 days ago

Compliance Manager - Mortgage Insurance Line of Business Top Property & Casualty Insurance Company Hybrid Schedule | $110,000 - $130,000 Base Salary Are you a seasoned compliance professional looking to join an industry-leading property and casualty insurance company? Our client is seeking a skil...