Regulatory jobs

• Connecticut
• US$100000 - US$140000 per annum
• Posted about 3 hours ago

Corporate Governance Specialist A Growing Private Investment Firm is looking for a Corporate Governance Specialist based in Stamford, CT. The opportunity is looking for an individual with experience in AML/KYC to work with the legal team on a broad range of matters relating to company processes, ...

• New York
• US$150000 - US$200000 per annum
• Posted about 9 hours ago

A major global bank is looking to expand its US Regulatory Policy team in New York, and add a VP of Regulatory Policy who will be focusing on the oversight and implementation of Capital rules and regulations. The Vice President of Regulatory Policy will: Lead the development and execution of the ...

• Singapore
• Negotiable
• Posted about 19 hours ago

My client is a fast-growing, innovative payments company dedicated to simplifying and securing global financial transactions. They're on a mission to redefine the payments landscape through cutting-edge technology and exceptional service. Role Overview: They are seeking an experienced and forward...

• Negotiable
• Posted 1 day ago

CLIENT BACKGROUND We are looking for an experienced and knowledgeable IBD/Control Room Compliance Specialist to join our team. The successful candidate will have extensive experience in investment banking division (IBD) product knowledge or control room operations, to work in the regional team an...

• Chicago
• Up to US$170000 per annum
• Posted 4 days ago

Are you ready to take the next step in your compliance career? Our client, a boutique compliance consulting firm, is searching for a seasoned Senior Compliance Associate who possesses an analytical mind and strong regulatory knowledge within the financial services sector. This is an incredible op...

• Chicago
• US$130000 - US$160000 per annum
• Posted 4 days ago

Are you ready to take the next step in your compliance career? Our client, a boutique compliance consulting firm, is searching for a seasoned Senior Compliance Associate who possesses an analytical mind and strong regulatory knowledge within the financial services sector. This is an incredible op...

• New York
• Negotiable
• Posted 5 days ago

A prominent firm in the investment banking and capital markets sector is looking for a Compliance Associate to join the team. This position will perform monitoring and testing responsibilities across the firm, gaining exposure to a variety of business lines. As part of this critical function, you...

• New York
• US$175000 - US$215000 per annum
• Posted 6 days ago

VP - Investment Banking Compliance Advice Our client, one of Europe's largest banking groups, is looking to hire an experienced Compliance professional at a Senior Manager / senior Vice President level to provide specialist Compliance advice and guidance to senior leaders and key members of the f...

• New York
• US$175000 - US$215000 per annum
• Posted 6 days ago

VP - Investment Banking Compliance Advice Our client, one of Europe's largest banking groups, is looking to hire an experienced Compliance professional at a Senior Manager / senior Vice President level to provide specialist Compliance advice and guidance to senior leaders and key members of the f...

• New York
• US$200000 - US$225000 per annum + Bonus
• Posted 6 days ago

Our client, a prestigious and global Institutional Financial Services group, is looking to hire a Senior Compliance Manager to provide specialist product specific Compliance advice and guidance to senior leaders and key members of the firm's Capital Markets and Broker Dealer business. The incumbe...

• New York
• US$170000 - US$185000 per annum + Bonus
• Posted 6 days ago

Our client, a global Commercial Banking group, is looking to hire an experienced Tax Compliance professional at a VP level to provide specialist Tax Compliance advice and guidance to senior leaders and key members of the firms substantial Commercial Banking arm. The firm are one of the Europe's l...

• New York
• US$150000 - US$165000 per annum + Bonus
• Posted 6 days ago

Our client, a very prestigious American banking group, is looking to hire an experienced Compliance professional at a VP / Senior Manager level to provide specialist Compliance advice and guidance to senior leaders and key members of the firms Research & Strategy group within their highly regarde...

• New York
• US$70000 - US$90000 per annum
• Posted 7 days ago

A prominent firm in the investment banking and capital markets sector is looking for a Compliance Associate to join the team. This position will perform monitoring and testing responsibilities across the firm, gaining exposure to a variety of business lines. As part of this critical function, you...

• Hong Kong
• Negotiable
• Posted 12 days ago

Company Overview: Our client is a leading European Securities Brokerage firm with a strong presence in Hong Kong. Position Overview: We are seeking a dedicated Compliance manager to join our Hong Kong team. The successful candidate will be responsible for trade monitoring and surveillance, KYC/AM...

• Hong Kong
• Negotiable
• Posted 20 days ago

CLIENT BACKGROUND We are looking for an experienced and knowledgeable IBD Compliance Specialist to join our team. The successful candidate will have extensive experience in investment banking division (IBD) product knowledge or control room operations, to work in the regional team and report to t...