Investment Compliance jobs

Found 4 jobs
    • Hong Kong
    • HK$840000 - HK$960000 per annum
    • Posted 9 days ago

    CLIENT BACKGROUND Our client is a Regional Investment Bank. We are seeking a Compliance talent to join our dynamic compliance team.We are dedicated to providing our clients with innovative investment solutions while maintaining the highest standards of compliance and governance. As we continue to...

    • New York
    • US$160000 - US$200000 per annum
    • Posted 15 days ago

    A $70b aum global investment firm located in Manhattan is looking to hire a VP Compliance Officer. This is a growth hire to support the expansion of their business and will be responsible for performing daily activities to promote the further enhancement of the firm's compliance program. Responsi...

    • New York
    • US$150000 - US$180000 per annum
    • Posted 23 days ago

    A global, alternative asset manager is seeking a Trade Surveillance Officer to join their compliance team in NYC for a hybrid role leading their trade monitoring and market surveillance. This opportunity will report to senior leadership on the compliance team and will work directly with the trade...

    • California
    • US$85000 - US$300000 per annum
    • Posted about 1 month ago

    Larson Maddox is looking to connect with Lawyers open to new In House Counsel positions within the healthcare space, whether they are actively or passively considering making an in house move in 2024/2025! We have a number of healthcare, hospital, health system, health tech, and health insurance ...

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