Regulatory jobs

Found 3 jobs
  • Asset Management Compliance - Regional Investment Bank
    • Hong Kong
    • HK$840000 - HK$960000 per annum
    • Posted 9 days ago

    CLIENT BACKGROUND Our client is a Regional Investment Bank. We are seeking a Compliance talent to join our dynamic compliance team.We are dedicated to providing our clients with innovative investment solutions while maintaining the highest standards of compliance and governance. As we continue to...

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  • VP Compliance Officer - Hedge Fund
    • New York
    • US$160000 - US$200000 per annum
    • Posted 15 days ago

    A $70b aum global investment firm located in Manhattan is looking to hire a VP Compliance Officer. This is a growth hire to support the expansion of their business and will be responsible for performing daily activities to promote the further enhancement of the firm's compliance program. Responsi...

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  • Trade Surveillance Officer
    • New York
    • US$150000 - US$180000 per annum
    • Posted 23 days ago

    A global, alternative asset manager is seeking a Trade Surveillance Officer to join their compliance team in NYC for a hybrid role leading their trade monitoring and market surveillance. This opportunity will report to senior leadership on the compliance team and will work directly with the trade...

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