CLIENT BACKGROUND
Our client is a Chinese Financial Institution. We are seeking experienced Compliance Talents to join the team. As a Compliance Officer (MIC), you will play a crucial role in ensuring that our institution adheres to all regulatory requirements related to anti-money laundering (AML) and overall regulatory compliance. You will work closely with various departments to promote a culture of compliance and mitigate risks associated with financial crimes.
JOB RESPONSIBILITY
- Develop, implement, and monitor AML policies and procedures to ensure compliance with local and international regulations.
- Prepare and submit accurate regulatory reports and filings in a timely manner.
- Conduct regular risk assessments and audits to identify potential compliance vulnerabilities.
- Provide training and support to staff on compliance-related matters, fostering a culture of compliance throughout the organization.
- Act as the primary point of contact with regulatory bodies and external auditors regarding compliance issues.
- Review and update compliance policies regularly to reflect changes in regulations and best practices.
JOB REQUIREMENTS
- Bachelor's degree in Finance, Law, Business Administration, or a related field.
- Minimum of 3 years of experience in compliance, preferably within a financial institution.
- Strong knowledge of AML regulations, financial compliance, and risk management practices.
- Excellent analytical and problem-solving skills.
- Strong communication and interpersonal skills, with the ability to work collaboratively across departments.
- Proficiency in both Mandarin and English is required.
