CLIENT BACKGROUND
Our client is one of the largest Chinese asset management firm in the APAC Region. They are looking for a candidate for General and Regulatory Compliance experience.
JOB RESPONSIBILITIES
- Serve as the Manager-In-Charge (MIC) for compliance and anti-money laundering functions, overseeing all company compliance operations.
- Serve as the primary liaison with SFC regulators
- Conduct compliance risk monitoring, identification, assessment, and reporting
- Assist senior management in fostering a compliance culture and conduct compliance training
- Supervise SFC license holders' requirements of CPT training
- Grow and manage a small team to assist with KYC/AML/Regulatory Compliance
- Handle other compliance-related tasks as assigned by management
JOB REQUIREMENTS
- University graduate, preferably with finance, accounting or law degree
- 10+ years of experience in asset management firms
- Experienced as a MIC (Compliance) will be advantageous
- Sound knowledge of SFO and SFC codes and guidelines
- Excellent command in both written and spoken English, Cantonese and Mandarin
