All jobs near Hong Kong S.A.R in the Regulatory sector

• Hong Kong
• HK$780000 - HK$840000 per annum
• Posted about 10 hours ago

CLIENT BACKGROUND We are a leading hedge fund committed to excellence and innovation in the financial sector. We are seeking a highly skilled Compliance Officer to join our team in Hong Kong. JOB RESPONSIBILITY Ensure compliance with SFC regulations and internal policies. Conduct independent judg...

• Hong Kong
• HK$960000 - HK$1080000 per annum
• Posted 2 days ago

CLIENT BACKGROUND We are seeking an experienced and strategic Compliance Vice President to join our team. The successful candidate will oversee all compliance-related activities, ensuring that our operations adhere to regulatory requirements and internal policies. This role requires a seasoned pr...

• Hong Kong
• HK$540000 - HK$600000 per annum
• Posted 2 days ago

CLIENT BACKGROUND Our client is an APAC Investment Bank. We are looking for a diligent and proactive AML & Compliance Officer to join our team. The successful candidate will be responsible for ensuring that our operations comply with regulatory requirements and internal policies. This role requir...

• Hong Kong
• Negotiable
• Posted 5 days ago

Company Overview: Our client is a leading multi-strategy hedge fund with a strong global presence, renowned for diversified investment approaches and commitment to excellence. Currently, client is looking for Legal Counsel with expertise in Regulatory or Funds Formation to join the dynamic team. ...

• Hong Kong
• Negotiable
• Posted 6 days ago

CLIENT BACKGROUND We are looking for an experienced and knowledgeable Head of Compliance to join our team. The successful candidate will have extensive experience in investment banking division (IBD) and ideally market compliance experience, to work in the regional team and work closely with the ...

• Kowloon
• Negotiable
• Posted 7 days ago

Company Overview: A major financial institution in Hong Kong is seeking a skilled Compliance professional for SFC's Type 1, 4, and 9 licenses. The successful candidate will play a pivotal role in overseeing compliance matters and ensuring adherence to regulatory requirements. Key Responsibilities...

• Hong Kong
• Negotiable
• Posted 7 days ago

A leading global alternative asset management firm with over $100 billion in assets under management and teams operating worldwide. Our client invests across a diverse range of strategies, including private equity, impact, credit, real estate, and market solutions. Principal Responsibilities Supp...

• Hong Kong
• Negotiable
• Posted 19 days ago

Company Overview: Our client is a leading European Securities Brokerage firm with a strong presence in Hong Kong. Position Overview: We are seeking a dedicated Compliance manager to join our Hong Kong team. The successful candidate will be responsible for trade monitoring and surveillance, KYC/AM...

• Hong Kong
• Negotiable
• Posted 27 days ago

CLIENT BACKGROUND We are looking for an experienced and knowledgeable IBD Compliance Specialist to join our team. The successful candidate will have extensive experience in investment banking division (IBD) product knowledge or control room operations, to work in the regional team and report to t...