All jobs near Hong Kong S.A.R in the Regulatory sector

Found 2 jobs
    • Hong Kong
    • Negotiable
    • Posted 12 days ago

    Company Overview: Our client is a leading European Securities Brokerage firm with a strong presence in Hong Kong. Position Overview: We are seeking a dedicated Compliance manager to join our Hong Kong team. The successful candidate will be responsible for trade monitoring and surveillance, KYC/AM...

    • Hong Kong
    • Negotiable
    • Posted 20 days ago

    CLIENT BACKGROUND We are looking for an experienced and knowledgeable IBD Compliance Specialist to join our team. The successful candidate will have extensive experience in investment banking division (IBD) product knowledge or control room operations, to work in the regional team and report to t...

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