Regulatory jobs

• Hong Kong
• HK$600000 - HK$780000 per annum
• Posted 1 day ago

CLIENT BACKGROUND Our client is a leading Private Bank. We are seeking experienced KYC Talent to join the Onboarding team. In this role, you will be responsible for conducting comprehensive due diligence on high-net-worth clients, ensuring compliance with all relevant regulations and internal pol...

• Hong Kong
• HK$1080000 - HK$1440000 per annum
• Posted 1 day ago

CLIENT BACKGROUND We are seeking an experienced Compliance Director to join our compliance team. This pivotal role will be responsible for developing, implementing, and overseeing compliance programs to ensure our operations are in line with regulatory requirements and internal policies. JOB RESP...

• Hong Kong
• HK$600000 - HK$780000 per annum
• Posted 1 day ago

We are seeking a dedicated and detail-oriented Equities Compliance Specialist to join our team. The ideal candidate will have a strong background in equities compliance, monitoring, testing, or trade surveillance. This role is crucial in ensuring our operations adhere to regulatory standards and ...

• Los Angeles
• US$115000 - US$140000 per annum
• Posted 4 days ago

Our client, a growing health network, is seeking a Compliance & Privacy Officer. This role would report to the CEO and work alongside the Board of Directors. This role would focus on the company's RKK health plan & focus on medi-cal membership. Responsibilities: Development and Oversight: Respons...

• New York
• US$150000 - US$200000 per annum
• Posted 9 days ago

A leading investment platform offering private equity, credit, and insurance solutions is looking to bring on an Assistant Vice President of Compliance to their team. This firm manages over $20 billion in assets, and is committed to helping clients achieve financial goals while making a lasting i...

• Beijing
• Negotiable
• Posted 15 days ago

The client is one of the top quantitative Hedgefund based in Beijing, looking to add in Internal Control and Audit Expert. Open for candidates from Banking, Tech, and Buyside. Open for candidates based in Shanghai. Job Responsibilities: 1. Develop risk assessment mechanisms, analyze various busin...

• Hong Kong
• HK$420000 - HK$840000 per annum
• Posted 17 days ago

Are you ready to take the next step in your compliance career within the bustling financial sector of Hong Kong? A prestigious firm is seeking a dedicated Equities Compliance professional, offering an opportunity to work at the heart of global finance and regulation. The role involves crucial res...

• Chicago
• US$130000 - US$160000 per annum
• Posted 17 days ago

Are you ready to take the next step in your compliance career? Our client, a boutique compliance consulting firm, is searching for a seasoned Senior Compliance Associate who possesses an analytical mind and strong regulatory knowledge within the financial services sector. This is an incredible op...

• Santa Monica
• US$90000 - US$120000 per annum
• Posted 18 days ago

We are currently partnered with a leading Private Equity Firm seeking a detail-oriented Compliance Generalist to join their dynamic team. Compliance Officer Key Responsibilities: Conduct comprehensive reviews of marketing materials to ensure compliance with regulatory requirements and internal po...

• Hong Kong
• Negotiable
• Posted 30 days ago

CLIENT BACKGROUND We are seeking an experienced Compliance Director to join our compliance team. This pivotal role will be responsible for developing, implementing, and overseeing compliance programs to ensure our operations are in line with regulatory requirements and internal policies. JOB RESP...