Regulatory jobs

• Denver
• US$75000 - US$105000 per annum + bonus
• Posted 1 day ago

Legal Compliance Specialist - SaaS this role is 4 days on site Denver, Colorado. Please only apply in if you are open to Denver, Colorado (local candidate or relocation). We are partnered on a Legal Compliance Specialist search with a B2B SaaS company. This company has significant revenue and a g...

• New Jersey
• Negotiable
• Posted 4 days ago

A leading bank is looking for an experienced candidate to join their US Privacy Office and help drive a culture of privacy compliance. As the Privacy Compliance Governance & Operations Manager, you'll guide data privacy initiatives and support privacy programs from a governance perspective. Key r...

• New York
• US$100000 - US$110000 per annum
• Posted 17 days ago

A global investment management firm is seeking a Compliance Associate to join the compliance team and work with the Chief Compliance Officer on the day-to-day compliance program. The role will be a generalist, getting exposure to multiple parts of the compliance program, such as Code of Ethics, m...

• Chicago
• US$110000 - US$120000 per annum
• Posted 19 days ago

Position Overview: A well-established financial services firm is currently looking for a Senior Compliance Analyst to join their dynamic Compliance team. The ideal candidate will play a critical role in ensuring adherence to our firm's Code of Ethics and compliance policies while also assisting w...

• Hong Kong
• HK$540000 - HK$600000 per annum
• Posted 26 days ago

CLIENT BACKGROUND Our client is an APAC Investment Bank. We are looking for a diligent and proactive AML & Compliance Officer to join our team. The successful candidate will be responsible for ensuring that our operations comply with regulatory requirements and internal policies. This role requir...