Regulatory Permanent Jobs | Search & Apply

• Durham Township
• US$200000 - US$250000 per annum
• Posted about 1 hour ago

Job Title: Chief Compliance Officer (CCO) Location: Raleigh-Durham-Chapel Hill Reports to: Chief Legal Officer Salary: $200,000-225,000/yr plus bonus About Us: Our client is a rapidly growing provider of life insurance and annuities, committed to offering innovative financial solutions to our div...

• Fairfield
• US$125000 - US$145000 per annum
• Posted about 1 hour ago

Job Title: Compliance Officer Location: Fairfield, NJ (hybrid) Salary: $120-145k/yr Our client is a trusted Registered Investment Advisor located in Fairfield, New Jersey providing customized financial planning and investment management services to individuals, families, and institutions. Their c...

• New York
• US$200000 - US$275000 per annum
• Posted about 1 hour ago

A civil engineering consulting firm in New York City is looking to bring on a Chief Financial Officer to lead the finance and operations teams. This seat will report directly into the CEO and serve on the firm Board, playing a key role in shaping the strategic finance of the firm. Title: Chief Fi...

• Hong Kong
• HK$780000 - HK$840000 per annum
• Posted about 7 hours ago

CLIENT BACKGROUND We are a leading hedge fund committed to excellence and innovation in the financial sector. We are seeking a highly skilled Compliance Officer to join our team in Hong Kong. JOB RESPONSIBILITY Ensure compliance with SFC regulations and internal policies. Conduct independent judg...

• Montclair
• Negotiable
• Posted about 7 hours ago

We're seeking a highly skilled and experienced Regulatory and Quality Senior Manager of Personal Care to lead the regulatory and quality control strategy for our personal chemicals care division. This critical role will focus on ensuring our cutting-edge products, including cosmetics, meet both m...

• Gurnee
• Negotiable
• Posted about 8 hours ago

We're seeking a highly skilled and experienced Regulatory Affairs Manager to lead the regulatory strategy for our performance materials division. This critical role will focus on ensuring our cutting-edge products, including coatings and lubricants, meet both market and legal requirements. As the...

• Atlanta
• US$80000 - US$115000 per annum
• Posted about 8 hours ago

Job Posting: Compliance Analyst - Life & Health Insurance Location: Atlanta, GA (Hybrid Work Options Available) Salary: $80,000-$115,000 About Us: Our client is a growing provider of life and health insurance solutions, committed to delivering top-tier services while ensuring compliance with regu...

• New York
• Negotiable
• Posted about 10 hours ago

Compliance Advisor - Elite Investment Bank Location: New York, New York If you are looking to take your compliance career to the next level, there is an exciting opportunity to join a prestigious investment bank known for its industry leadership and exceptional work culture. As a Compliance Assoc...

• New York
• US$250000 - US$300000 per annum + Bonus
• Posted 1 day ago

Our client, one of Europe's largest banking groups, is looking to hire an experienced Compliance professional at a senior Executive Director level to build out a Compliance function for a newly created RIA business. The firm are one of Europe's largest banking groups whose US presence continues t...

• Hong Kong
• HK$960000 - HK$1080000 per annum
• Posted 1 day ago

CLIENT BACKGROUND We are seeking an experienced and strategic Compliance Vice President to join our team. The successful candidate will oversee all compliance-related activities, ensuring that our operations adhere to regulatory requirements and internal policies. This role requires a seasoned pr...

• Hong Kong
• HK$540000 - HK$600000 per annum
• Posted 1 day ago

CLIENT BACKGROUND Our client is an APAC Investment Bank. We are looking for a diligent and proactive AML & Compliance Officer to join our team. The successful candidate will be responsible for ensuring that our operations comply with regulatory requirements and internal policies. This role requir...

• Menlo Park
• US$180000 - US$250000 per annum
• Posted 4 days ago

We currently have an opening for a legal affairs position at Corcept Therapeutics, a growing company that develops proprietary molecules for endocrine and metabolic disorders! They are a mid-sized company (~350 employees) with a strong financial backing - they offer lots of room for personal and ...

• Chicago
• US$140000 - US$170000 per annum
• Posted 4 days ago

Are you ready to take the next step in your compliance career? Our client, a boutique compliance consulting firm, is searching for a seasoned Senior Compliance Associate who possesses an analytical mind and strong regulatory knowledge within the financial services sector. This is an incredible op...

• Tampa
• US$150000 - US$180000 per annum
• Posted 4 days ago

A leading financial services firm is looking for you to join it's team as their next Compliance VP, Investment Products! This is an exciting time to join the business and own the compliance investment products program while being located in beautiful Tampa, FL. If you are looking to advance in yo...

• Charlotte
• US$170000 - US$200000 per annum
• Posted 4 days ago

Are you ready to take charge of compliance within a dynamic institutional broker dealer environment? We're seeking an experienced Chief Compliance Officer - Broker Dealer who will ensure that our operations adhere strictly to financial regulations and ethical standards. This pivotal role is based...

• District of Columbia
• US$85000 - US$95000 per annum
• Posted 4 days ago

We are currently partnered with a growing Register Investment Advisor/Broker Dealer looking to add to their compliance team. The Compliance Principal will support compliance operations and provide analytic support within a financial institution. Compliance Principal Essential Responsibilities: Ma...

• New York
• US$85000 - US$90000 per annum
• Posted 4 days ago

A unique Fintech Startup is looking to add a Compliance Analyst to their growing team. This position will be in charge of performing compliance reviews, attend external compliance conferences, and complete AML filings to ensure an efficient and effective compliance program. Reporting directly to ...

• Hong Kong
• Negotiable
• Posted 5 days ago

Company Overview: Our client is a leading multi-strategy hedge fund with a strong global presence, renowned for diversified investment approaches and commitment to excellence. Currently, client is looking for Legal Counsel with expertise in Regulatory or Funds Formation to join the dynamic team. ...

• Kansas City
• Negotiable
• Posted 5 days ago

An established investment management firm with over $30 billion in assets under management is seeking a talented and detail-oriented Compliance Officer for its Kansas City office. The firm specializes in structured credit, corporate credit, and other credit mandates, serving a diverse client base...

• Hong Kong
• Negotiable
• Posted 6 days ago

CLIENT BACKGROUND We are looking for an experienced and knowledgeable Head of Compliance to join our team. The successful candidate will have extensive experience in investment banking division (IBD) and ideally market compliance experience, to work in the regional team and work closely with the ...