Regulatory jobs

Found 8 jobs
    • New York
    • US$200000 - US$225000 per annum
    • Posted 3 days ago

    A large, growing private credit firm is seeking a qualified individual to join their Compliance team, reporting directly to the Chief Compliance Officer. This role offers exposure to senior management and involvement in all aspects of the compliance program, working closely with Legal and other s...

    • Miami
    • US$150000 - US$250000 per annum
    • Posted 11 days ago

    An innovative alternative asset management firm based in Miami is growing its team and looking to add a Compliance Officer to spearhead its compliance initiatives. The role reports directly to the Chief Compliance Officer and offers the opportunity to lead and shape the compliance team, ensuring ...

    • Philadelphia
    • US$140000 - US$150000 per annum + Bonus
    • Posted 11 days ago

    Our client, one of America's largest Banking groups, is looking to hire an experienced Compliance professional at a Manager / Vice President level to lead specialist Compliance engagements across the firms substantial Mortgage business covering focusing on Mortgage Originations. The firm are one ...

    • New York
    • US$140000 - US$150000 per annum + Bonus
    • Posted 12 days ago

    Compliance Testing Manager - Consumer Banking Our client, one of America's largest Banking groups, is looking to hire an experienced Compliance professional at a Manager / Vice President level to lead specialist Compliance Testing engagements across the firms substantial Consumer Banking business...

    • New York
    • US$160000 - US$180000 per annum + Bonus
    • Posted 12 days ago

    Senior Compliance Advisory Manager - Community Reinvestment Act Our client, one of America's largest banking groups, is looking to hire an experienced Compliance professional at a Senior Manager / Senior VP level to provide specialist Compliance advice and guidance to senior leaders and key membe...

    • New York
    • US$155000 - US$165000 per annum
    • Posted 24 days ago

    Our client is a leading home healthcare organization located in the heart of New York. Their service is a top choice for in-home care, empowering patients and their caregivers. Patients have the freedom to choose their caregiver and ensure they are compensated through the Medicaid program. This c...

    • Hong Kong
    • HK$960000 - HK$1080000 per annum
    • Posted 26 days ago

    CLIENT BACKGROUND We are seeking an experienced and strategic Compliance Vice President to join our team. The successful candidate will oversee all compliance-related activities, ensuring that our operations adhere to regulatory requirements and internal policies. This role requires a seasoned pr...

    • Kansas City
    • Negotiable
    • Posted 30 days ago

    An established investment management firm with over $30 billion in assets under management is seeking a talented and detail-oriented Compliance Officer for its Kansas City office. The firm specializes in structured credit, corporate credit, and other credit mandates, serving a diverse client base...

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