All jobs near United States of America in the Regulatory sector

• New York
• US$80000 - US$90000 per annum
• Posted about 12 hours ago

Job Title: Sales Development Representative (SDR) - Fintech Firm (RIA Clients) Location: New York City Reports to: Sales Manager Department: Sales Salary: $80,000-90,000/yr About the Firm: Our client is a fast-growing fintech firm providing innovative financial solutions to institutional Register...

• Irvine
• US$120000 - US$150000 per annum
• Posted 5 days ago

A leading financial services firm specialized in debt relief/resolution is looking to bring on an experienced Compliance Manager to their team. This is a key hire for the company therefore will be involved in all aspects of the compliance program, working directly with the Chief Operating Officer...

• The Bronx
• US$130000 - US$160000 per annum
• Posted 6 days ago

Founded in 2016, our Client is a pioneering healthcare company transforming the delivery of home care. They are dedicated to providing dignity and support to patients in their homes and to the caregivers who assist them. As the largest consumer-directed home care agency in the state, they are con...

• Boston
• US$75000 - US$85000 per annum
• Posted 7 days ago

Job Title: Compliance Specialist Location: Boston, MA (Hybrid - 3 days in-office per week) Salary: $75,000 - $80,000/year + Bonus Industry: Investment Management (Institutional Clients) Company Overview: Our client is a leading investment firm specializing in providing high-quality financial serv...

• Nashville
• US$125000 - US$170000 per annum
• Posted 10 days ago

We are partnered with a global leader in energy management and automation, manufacturing materials that are used in every day life. They provide products and services for industries, buildings, and infrastructure, focusing on sustainability and digital transformation. The company helps businesses...

• Nashville
• US$85000 - US$120000 per annum
• Posted 10 days ago

We are partnered with a global leader in energy management and automation, manufacturing materials that are used in every day life. They provide products and services for industries, buildings, and infrastructure, focusing on sustainability and digital transformation. The company helps businesses...

• Chicago
• US$110000 - US$130000 per annum
• Posted 11 days ago

A leading Private Equity firm is growing it's compliance team and is looking for you to join the team as it's next Senior Compliance Associate! There has never been a better time to join the firm as the role has a clear path to promotion within a year. The ideal candidate has experience working o...

• New York
• US$120000 - US$180000 per annum
• Posted 11 days ago

A leading FinTech is looking for you to join the team as it's next VP, Registered Funds Compliance! This is an incredibly exciting time to joint the team as the firm is continuing to grow with no signs of slowing down. The idealy candidate has strong knowledge in the Investment Company Act of 194...

• Parsippany-Troy Hills Township
• US$175000 - US$200000 per annum
• Posted 11 days ago

Job Title: Financial Reporting Manager Location: Parsippany-Troy Hills Area (hybrid schedule) Salary: $150,000-$200,000/yr Company Overview: Our client is a dynamic wealth management firm, committed to providing personalized financial services to a diverse client base. With a reputation for excel...

• Philadelphia
• US$100000 - US$130000 per annum
• Posted 11 days ago

Company Overview: Our client is a leading financial institution, committed to providing top-tier consumer lending solutions. With a strong presence in the market and a focus on growth and innovation, they are seeking a talented Senior Compliance Manager specializing in Credit Cards to join their ...

• Winston-Salem
• US$110000 - US$130000 per annum
• Posted 11 days ago

Compliance Manager - Mortgage Insurance Line of Business Top Property & Casualty Insurance Company Hybrid Schedule | $110,000 - $130,000 Base Salary Are you a seasoned compliance professional looking to join an industry-leading property and casualty insurance company? Our client is seeking a skil...

• San Diego
• Negotiable
• Posted 12 days ago

The Compliance Specialist will play a critical role in ensuring that [Company Name] adheres to all regulatory requirements, including those related to field rides, anti-kickback regulations, and FDA compliance. This position will be responsible for supporting the company's compliance programs, pe...

• Miami
• US$150000 - US$185000 per annum
• Posted 12 days ago

An international trading firm is seeking a US Regulatory Compliance Officer to manage the compliance program for their US business, working closely with the COO, international leadership, and the Chief Compliance Officer. An ideal candidate will be well-rounded in handling a diverse slate of regu...

• Paramus
• US$180000 - US$200000 per annum
• Posted 13 days ago

Position Summary A leading New Jersey Hospital System is looking to hire a Compliance Officer to the team. In this role, you will be responsible for the further enhancement and administration of the Corporate Compliance Program across the organization's hospital, home care agency, and growing med...

• Cherry Hill
• US$110000 - US$130000 per annum
• Posted 13 days ago

A leading financial services firm is looking to grow it's compliance team and is looking for you to be it's next Compliance Manager - Retail Card! This is a super exciting to join an esteemed financial services provider that can sit in numerous locations and is deeply committed to maintaining hig...

• Chicago
• US$170000 - US$200000 per annum
• Posted 14 days ago

Are you ready to take the next step in your compliance career? Our client, a boutique compliance consulting firm, is searching for a seasoned Senior Compliance Associate who possesses an analytical mind and strong regulatory knowledge within the financial services sector. This is an incredible op...

• New York
• US$120000 - US$150000 per annum
• Posted 14 days ago

A leading Investmet Bank firm is seeking an experienced Sales and Trading Compliance Officer in NYC. This role involves advising and assisting the Sales and Trading Divisions in establishing, implementing, and testing institutional sales and trading policies for various products, including equiti...

• United States of America
• US$75000 - US$110000 per annum
• Posted 14 days ago

A top Global Bank is seeking a dedicated and detail-oriented Regulatory Change Analyst to join the Regulatory Change Management Team. This role is crucial in ensuring that all records are meticulously maintained and that the processes are consistent and compliant with global standards. This bank ...

• New York
• US$175000 - US$225000 per annum
• Posted 17 days ago

Job Title: Advance Markets Lead Location: Remote with EST Hours Reports To: Chief Compliance Officer (CCO) Department: Retirement Team Company Overview Our client is a rapidly growing life insurance and annuities company that prides itself on innovation, customer care, and staying ahead of indust...

• Denver
• US$75000 - US$105000 per annum + bonus
• Posted 18 days ago

Legal Compliance Specialist - SaaS this role is 4 days on site Denver, Colorado. Please only apply in if you are open to Denver, Colorado (local candidate or relocation). We are partnered on a Legal Compliance Specialist search with a B2B SaaS company. This company has significant revenue and a g...