All jobs near United States of America in the Regulatory sector

• Connecticut
• US$100000 - US$140000 per annum
• Posted about 3 hours ago

Corporate Governance Specialist A Growing Private Investment Firm is looking for a Corporate Governance Specialist based in Stamford, CT. The opportunity is looking for an individual with experience in AML/KYC to work with the legal team on a broad range of matters relating to company processes, ...

• New York
• US$150000 - US$200000 per annum
• Posted about 9 hours ago

A major global bank is looking to expand its US Regulatory Policy team in New York, and add a VP of Regulatory Policy who will be focusing on the oversight and implementation of Capital rules and regulations. The Vice President of Regulatory Policy will: Lead the development and execution of the ...

• Chicago
• Up to US$170000 per annum
• Posted 4 days ago

Are you ready to take the next step in your compliance career? Our client, a boutique compliance consulting firm, is searching for a seasoned Senior Compliance Associate who possesses an analytical mind and strong regulatory knowledge within the financial services sector. This is an incredible op...

• Chicago
• US$130000 - US$160000 per annum
• Posted 4 days ago

Are you ready to take the next step in your compliance career? Our client, a boutique compliance consulting firm, is searching for a seasoned Senior Compliance Associate who possesses an analytical mind and strong regulatory knowledge within the financial services sector. This is an incredible op...

• Missouri
• Negotiable
• Posted 5 days ago

The Regulatory Compliance Analyst at major energy infrastructure will support the implementation and management of FERC Standards of Conduct and State Public Utility Commission Code of Conduct programs. The role involves ensuring compliance with federal and state regulations, assisting with audit...

• New York
• Negotiable
• Posted 5 days ago

A prominent firm in the investment banking and capital markets sector is looking for a Compliance Associate to join the team. This position will perform monitoring and testing responsibilities across the firm, gaining exposure to a variety of business lines. As part of this critical function, you...

• New York
• US$175000 - US$215000 per annum
• Posted 6 days ago

VP - Investment Banking Compliance Advice Our client, one of Europe's largest banking groups, is looking to hire an experienced Compliance professional at a Senior Manager / senior Vice President level to provide specialist Compliance advice and guidance to senior leaders and key members of the f...

• New York
• US$175000 - US$215000 per annum
• Posted 6 days ago

VP - Investment Banking Compliance Advice Our client, one of Europe's largest banking groups, is looking to hire an experienced Compliance professional at a Senior Manager / senior Vice President level to provide specialist Compliance advice and guidance to senior leaders and key members of the f...

• New York
• US$200000 - US$225000 per annum + Bonus
• Posted 6 days ago

Our client, a prestigious and global Institutional Financial Services group, is looking to hire a Senior Compliance Manager to provide specialist product specific Compliance advice and guidance to senior leaders and key members of the firm's Capital Markets and Broker Dealer business. The incumbe...

• New York
• US$170000 - US$185000 per annum + Bonus
• Posted 6 days ago

Our client, a global Commercial Banking group, is looking to hire an experienced Tax Compliance professional at a VP level to provide specialist Tax Compliance advice and guidance to senior leaders and key members of the firms substantial Commercial Banking arm. The firm are one of the Europe's l...

• New York
• US$150000 - US$165000 per annum + Bonus
• Posted 6 days ago

Our client, a very prestigious American banking group, is looking to hire an experienced Compliance professional at a VP / Senior Manager level to provide specialist Compliance advice and guidance to senior leaders and key members of the firms Research & Strategy group within their highly regarde...

• Chicago
• Negotiable
• Posted 7 days ago

A prominent transportation company is looking for a dedicated Accounting Manager to join the team. This position offers direct visbility to company leadership and the chance to step into higher management roles within an established, family-run business. The team is looking for an energetic, agil...

• New York
• US$70000 - US$90000 per annum
• Posted 7 days ago

A prominent firm in the investment banking and capital markets sector is looking for a Compliance Associate to join the team. This position will perform monitoring and testing responsibilities across the firm, gaining exposure to a variety of business lines. As part of this critical function, you...

• Denver
• US$75000 - US$105000 per annum + bonus
• Posted 9 days ago

Legal Compliance Specialist - SaaS this role is 4 days on site Denver, Colorado. Please only apply in if you are open to Denver, Colorado (local candidate or relocation). We are partnered on a Legal Compliance Specialist search with a B2B SaaS company. This company has significant revenue and a g...

• Charlotte
• US$200000 - US$230000 per annum
• Posted 15 days ago

Are you ready to take charge of compliance within a dynamic institutional broker dealer environment? We're seeking an experienced Chief Compliance Officer - Broker Dealer who will ensure that our operations adhere strictly to financial regulations and ethical standards. This pivotal role is based...